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LPL Financial
LPLA

Overview Fund Activity

168 hedge funds and large institutions have $4.3B invested in LPL Financial in 2015 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 65 increasing their positions, 61 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
168
Holders Change
-10
Holders Change %
-5.62%
% of All Funds
4.7%
Holding in Top 10
13
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-13.33%
% of All Funds
0.36%
New
21
Increased
65
Reduced
61
Closed
29
Calls
$10.8M
Puts
$3.59M
Net Calls
+$7.18M
Net Calls Change
+$7.53M

Top Buyers

1
FPA
1
First Pacific Advisors
California
$175M
2
FP
2
FPR Partners
California
$417M
3
SP
3
Stockbridge Partners
Massachusetts
$157M
4
MCM
4
Marcato Capital Management
California
$21.9M
5
Bank of America
5
Bank of America
North Carolina
$18.4M

Top Sellers

1
William Blair & Company
1
William Blair & Company
Illinois
$3.1M
2
Wellington Management Group
2
Wellington Management Group
Massachusetts
$0
3
Two Sigma Investments
3
Two Sigma Investments
New York
$0
4
ACM
4
AKRE Capital Management
Virginia
$29.8M
5
TCGI
5
Three Corner Global Investors
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Rafferty Asset Management
101
Rafferty Asset Management
New York
$741K +$230K +5,776 +45%
OAC
102
OMERS Administration Corp
Ontario, Canada
$716K -$461K -11,600 -39%
ALA
103
Atherton Lane Advisers
California
$716K – – –
IRF
104
IBM Retirement Fund
New York
$701K -$60.5K -1,521 -8%
DADC
105
D.A. Davidson & Co
Montana
$652K -$51.3K -1,290 -7%
URS
106
Utah Retirement Systems
Utah
$583K – – –
JPMorgan Chase & Co
107
JPMorgan Chase & Co
New York
$552K -$1.71M -42,969 -76%
MC
108
Menta Capital
California
$533K +$533K +13,400 New
ProShare Advisors
109
ProShare Advisors
Maryland
$511K +$32.8K +824 +7%
QOP
110
Quinn Opportunity Partners
Virginia
$504K +$447K +47,000 +783%
BOTW
111
Bank of the West
California
$481K – – –
CCM
112
Cadence Capital Management
Massachusetts
$459K +$459K +11,539 New
BKBG
113
BHF Kleinwort Benson Group
Belgium
$438K +$438K +11,011 New
Teacher Retirement System of Texas
114
Teacher Retirement System of Texas
Texas
$422K +$288K +7,244 +215%
UBS Group
115
UBS Group
Switzerland
$416K -$2.86M -71,782 -87%
NMIMC
116
Northwestern Mutual Investment Management Company
Wisconsin
$386K – – –
AB
117
Amalgamated Bank
New York
$384K +$5.89K +148 +2%
Canada Life
118
Canada Life
Manitoba, Canada
$383K +$95.8K +2,400 +33%
TM
119
Tikvah Management
North Carolina
$350K – – –
M&T Bank
120
M&T Bank
New York
$347K +$155K +3,893 +81%
VKH
121
Virtu KCG Holdings
New York
$330K +$330K +8,293 New
BF
122
BOK Financial
Oklahoma
$305K +$7.56K +190 +3%
CWM
123
Concert Wealth Management
California
$282K +$282K +28,553 New
SEI Investments
124
SEI Investments
Pennsylvania
$276K -$24.5K -616 -8%
PAG
125
Private Advisor Group
New Jersey
$273K +$273K +6,864 New
3 4
5
6 7