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LPL Financial
LPLA

Overview Fund Activity

175 hedge funds and large institutions have $4.18B invested in LPL Financial in 2014 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 65 increasing their positions, 67 reducing their positions, and 26 closing their positions.

Holders
175
Holders Change
-5
Holders Change %
-2.78%
% of All Funds
5.08%
Holding in Top 10
6
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-33.33%
% of All Funds
0.17%
New
23
Increased
65
Reduced
67
Closed
26
Calls
$695K
Puts
$668K
Net Calls
+$27K
Net Calls Change
-$51K

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$29.9M
2
American Century Companies
2
American Century Companies
Missouri
$86.5M
3
FCIM
3
Fairview Capital Investment Management
California
$141M
4
Millennium Management
4
Millennium Management
New York
$14.8M
5
TAM
5
Toscafund Asset Management
United Kingdom
$12M

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$58.5M
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$320K
3
Norges Bank
3
Norges Bank
Norway
$24.5M
4
Artisan Partners
4
Artisan Partners
Wisconsin
$113M
5
SP
5
Stockbridge Partners
Massachusetts
$124M
Name Market Value Shares Shares
Change 		Shares
Change %
AL
101
Airain Ltd
Guernsey
$1.07M 23,196 +18,974 +449%
LPL Financial
102
LPL Financial
California
$1M 22,045 -2,344 -10%
JRP
103
Jasper Ridge Partners
California
$966K 20,988 – –
Royal Bank of Canada
104
Royal Bank of Canada
Ontario, Canada
$910K 19,781 +13,106 +196%
PAM
105
Panagora Asset Management
Massachusetts
$895K 19,438 -19,566 -50%
SCA
106
Secor Capital Advisors
New York
$871K 18,911 +18,911 New
JPMorgan Chase & Co
107
JPMorgan Chase & Co
New York
$826K 17,916 +2,454 +16%
Federated Hermes
108
Federated Hermes
Pennsylvania
$795K 17,267 -1,460 -8%
CSS
109
Cubist Systematic Strategies
Connecticut
$793K 17,223 +17,223 New
DCP
110
DSM Capital Partners
Florida
$775K 16,820 -270 -2%
Citigroup
111
Citigroup
New York
$756K 16,429 -13,334 -45%
IRF
112
IBM Retirement Fund
New York
$730K 15,849 -2,422 -13%
DADC
113
D.A. Davidson & Co
Montana
$708K 15,400 -300 -2%
URS
114
Utah Retirement Systems
Utah
$695K 15,076 – –
ProShare Advisors
115
ProShare Advisors
Maryland
$646K 14,039 -1,163 -8%
TM
116
Tikvah Management
North Carolina
$636K 13,812 – –
CCM
117
CrestPoint Capital Management
Missouri
$543K 11,800 -3,100 -21%
BA
118
BlackRock Advisors
Delaware
$539K 11,704 -446 -4%
Two Sigma Advisers
119
Two Sigma Advisers
New York
$518K 11,250 -1,500 -12%
GCA
120
Gideon Capital Advisors
New York
$495K 10,753 +10,753 New
M&T Bank
121
M&T Bank
New York
$490K 10,628 +10,628 New
BOTW
122
Bank of the West
California
$474K 10,300 +1,000 +11%
D.E. Shaw & Co
123
D.E. Shaw & Co
New York
$452K 9,808 +1,183 +14%
AB
124
Amalgamated Bank
New York
$439K 9,539 +121 +1%
Bank of America
125
Bank of America
North Carolina
$348K 7,561 -15,622 -67%
3 4
5
6 7