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LPL Financial

312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,601% more call options, than puts

Call options by funds: $115M | Put options by funds: $6.73M

0.59% less ownership

Funds ownership: 93.95%93.37% (-0.59%)

2% less capital invested

Capital invested by funds: $6.38B → $6.28B (-$97.8M)

3% less funds holding

Funds holding: 321312 (-9)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

18% less first-time investments, than exits

New positions opened: 40 | Existing positions closed: 49

26% less repeat investments, than reductions

Existing positions increased: 99 | Existing positions reduced: 133

Holders
312
Holders Change
-9
Holders Change %
-2.8%
% of All Funds
6.84%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
40
Increased
99
Reduced
133
Closed
49
Calls
$115M
Puts
$6.73M
Net Calls
+$108M
Net Calls Change
+$59.2M
Name Holding Trade Value Shares
Change
Change in
Stake
UBS AM
76
UBS AM
Illinois
$10.1M -$8.53M -106,544 -46%
WI
77
WBI Investments
New Jersey
$9.94M +$9.25M +115,596 +2,022%
CS
78
Credit Suisse
Switzerland
$9.74M +$466K +5,824 +5%
ERSOT
79
Employees Retirement System of Texas
Texas
$9.66M +$6.88M +85,988 +269%
SGAM
80
Smith Group Asset Management
Texas
$9.65M -$24K -300 -0.3%
State Board of Administration of Florida Retirement System
81
State Board of Administration of Florida Retirement System
Florida
$8.96M +$77.2K +965 +0.9%
OAM
82
Origin Asset Management
United Kingdom
$8.72M -$4.36M -54,500 -34%
BGIM
83
Brandywine Global Investment Management
Pennsylvania
$8.29M +$1.13M +14,164 +16%
BA
84
Boston Advisors
Massachusetts
$8.15M +$468K +5,846 +6%
MAM
85
Martingale Asset Management
Massachusetts
$7.72M -$880K -10,996 -10%
Man Group
86
Man Group
United Kingdom
$7.66M -$326K -4,068 -4%
Boston Partners
87
Boston Partners
Massachusetts
$7.37M -$120K -1,505 -2%
Renaissance Technologies
88
Renaissance Technologies
New York
$7.19M +$4.48M +56,000 +176%
Legal & General Group
89
Legal & General Group
United Kingdom
$6.88M +$807K +10,079 +14%
RhumbLine Advisers
90
RhumbLine Advisers
Massachusetts
$6.61M -$90.9K -1,136 -1%
Canada Life
91
Canada Life
Manitoba, Canada
$6.42M +$5.39M +67,389 +623%
Two Sigma Advisers
92
Two Sigma Advisers
New York
$6.19M -$16.4M -205,200 -73%
Nordea Investment Management
93
Nordea Investment Management
Sweden
$6.07M +$136K +1,700 +2%
PI
94
Putnam Investments
Massachusetts
$6.04M +$5.9M +73,776 New
Russell Investments Group
95
Russell Investments Group
United Kingdom
$5.9M -$5.17M -64,659 -47%
N
96
Natixis
France
$5.76M -$1.03M -12,897 -15%
Citigroup
97
Citigroup
New York
$5.65M -$22.2K -277 -0.4%
CM
98
Crestline Management
Texas
$5.64M -$3.4M -42,437 -38%
MC
99
Maverick Capital
Texas
$5.56M -$97.3K -1,216 -2%
GC
100
Gillson Capital
Illinois
$5.51M +$5.39M +67,291 New

LPLA Hedge Fund Activity: Q3 2019 in Review

312 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2019, worth a combined $6.28B — down 1.5% from $6.38B a quarter earlier.

Sellers outnumbered buyers: 49 funds closed out of LPLA and 40 opened new positions — a net loss of 9 holders — while 133 trimmed existing stakes and 99 added.

The largest buyer was Citadel Advisors, adding an estimated $82.2M. The largest seller was Samlyn Capital, cutting an estimated $66.2M.

  • 312 institutional investors held LPL Financial (LPLA) as of Q3 2019, down from 321 in Q2 2019.
  • Funds reported $6.28B of LPL Financial stock for Q3 2019, down 1.5% quarter-over-quarter.
  • 40 funds opened new LPL Financial positions in Q3 2019 and 49 closed out, a net change of -9 holders.
  • The largest LPL Financial buyer in Q3 2019 was Citadel Advisors, an estimated $82.2M added.
  • The largest LPL Financial seller in Q3 2019 was Samlyn Capital, an estimated $66.2M sold.

Based on aggregated 13F filings for Q3 2019.