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Smith Group Asset Management’s LPL Financial LPLA Stock Holding History

Smith Group Asset Management’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-117,890
Closed -$9.65M – 391
2019
Q3 		$9.65M Sell
117,890
-300
-0.3% -$24K 0.34% 81
2019
Q2 		$9.64M Sell
118,190
-260
-0.2% -$20.6K 0.32% 80
2019
Q1 		$8.25M Buy
+118,450
New +$8.54M 0.27% 85

Other funds holding LPLA

Janus Henderson Group
Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
SC
Samlyn Capital New York $5.86B AUM 36.3% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
FPA
First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
SCA
Southpoint Capital Advisors New York $4.86B AUM 34.09% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

Smith Group Asset Management's LPLA Position: Q4 2019 in Review

Smith Group Asset Management sold out of LPL Financial (LPLA) in Q4 2019, closing a stake of 117,890 shares — an estimated $9.65M sold.

Smith Group Asset Management first reported a position in LPLA in Q1 2019 and held it in 3 quarters. The position peaked at $9.65M in Q3 2019. 341 funds tracked by Wall St. Rank hold LPLA as of Q4 2019.

  • Smith Group Asset Management reported no remaining LPL Financial position as of Q4 2019 after selling out during the quarter.
  • Smith Group Asset Management sold 117,890 LPL Financial shares in Q4 2019, an estimated $9.65M.
  • Smith Group Asset Management first reported a position in LPL Financial in Q1 2019 and held it in 3 quarters.
  • Smith Group Asset Management's LPL Financial position peaked at $9.65M in Q3 2019.
  • 341 funds tracked by Wall St. Rank held LPL Financial as of Q4 2019.

Based on Smith Group Asset Management's 13F filing for Q4 2019, filed 4 Feb 2020.