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LPL Financial
LPLA

193 hedge funds and large institutions have $3.3B invested in LPL Financial in 2017 Q1 according to their latest regulatory filings, with 49 funds opening new positions, 66 increasing their positions, 55 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more first-time investments, than exits

New positions opened: 49 | Existing positions closed: 37

20% more repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 55

12% more capital invested

Capital invested by funds: $2.96B → $3.3B (+$342M)

3% more funds holding

Funds holding: 188 → 193 (+5)

2.26% less ownership

Funds ownership: 94.24% → 91.98% (-2.3%)

11% less call options, than puts

Call options by funds: $11.2M | Put options by funds: $12.5M

20% less funds holding in top 10

Funds holding in top 10: 10 → 8 (-2)

Holders
193
Holders Change
+5
Holders Change %
+2.66%
% of All Funds
4.8%
Holding in Top 10
8
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-20%
% of All Funds
0.2%
New
49
Increased
66
Reduced
55
Closed
37
Calls
$11.2M
Puts
$12.5M
Net Calls
-$1.34M
Net Calls Change
+$8.09M

Top Buyers

1
BlackRock
BlackRock
New York
+$137M
2
Balyasny Asset Management
Balyasny Asset Management
Illinois
+$57.2M
3
Point72 Asset Management
Point72 Asset Management
Connecticut
+$46.1M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$44.7M
5
JHIU
Janus Henderson Investors US
Colorado
+$40.8M

Top Sellers

1
FP
FPR Partners
California
-$137M
2
TGHSA
TPG Group Holdings (SBS) Advisors
Texas
-$108M
3
SP
Stockbridge Partners
Massachusetts
-$99.2M
4
LCM
Laurion Capital Management
New York
-$49.4M
5
HCM
HMI Capital Management
California
-$35.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
VIA
76
Vident Investment Advisory
Georgia
$2.48M +$2.45M +62,273 New
AllianceBernstein
77
AllianceBernstein
Tennessee
$2.01M -$242K -6,150 -11%
CAM
78
ClariVest Asset Management
California
$1.99M +$1.96M +49,943 New
CCM
79
Century Capital Management
Massachusetts
$1.75M -$381K -9,691 -18%
CIP
80
Convergence Investment Partners
Florida
$1.63M +$1.61M +41,029 New
EU
81
Emory University
Georgia
$1.59M -$123K -3,120 -7%
Ohio Public Employees Retirement System (OPERS)
82
Ohio Public Employees Retirement System (OPERS)
Ohio
$1.58M -$263K -6,703 -14%
AQR Capital Management
83
AQR Capital Management
Connecticut
$1.55M +$187K +4,758 +14%
WI
84
WBI Investments
New Jersey
$1.54M -$27.1K -689 -2%
GCP
85
GSA Capital Partners
United Kingdom
$1.5M +$105K +2,677 +8%
Voloridge Investment Management
86
Voloridge Investment Management
Florida
$1.43M -$352K -8,965 -20%
ZIM
87
Zacks Investment Management
Illinois
$1.42M -$60.9K -1,550 -4%
AL
88
Airain Ltd
Guernsey
$1.38M +$1.37M +34,751 New
ARTA
89
A.R.T. Advisors
New York
$1.38M -$1.19M -30,300 -47%
GC
90
Globeflex Capital
California
$1.36M +$1.34M +34,110 New
Squarepoint
91
Squarepoint
New York
$1.34M +$599K +15,251 +82%
BIM
92
Bogle Investment Management
Massachusetts
$1.3M +$1.28M +32,554 New
NEI
93
Northwest & Ethical Investments
Ontario, Canada
$1.25M +$1.23M +31,403 New
AG
94
Aperio Group
California
$1.19M +$80.5K +2,048 +7%
SAM
95
Symphony Asset Management
California
$1.15M +$94.7K +2,410 +9%
VOYA Investment Management
96
VOYA Investment Management
Georgia
$1.08M -$38.4K -976 -3%
LPL Financial
97
LPL Financial
California
$1.01M -$397K -10,103 -28%
MCM
98
Matarin Capital Management
New York
$997K +$984K +25,034 New
MIM
99
Monashee Investment Management
Massachusetts
$996K -$3.93M -100,000 Closed
PP
100
Paloma Partners
Connecticut
$965K +$277K +7,042 +41%
2 3
4
5 6

LPLA Hedge Fund Activity: Q1 2017 in Review

193 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q1 2017, worth a combined $3.3B — up 12% from $2.96B a quarter earlier.

Buyers outnumbered sellers: 49 funds opened new LPLA positions and 37 closed out — a net gain of 12 holders — while 66 added to existing stakes and 55 trimmed.

The largest buyer was BlackRock, adding an estimated $137M. The largest seller was FPR Partners, cutting an estimated $137M.

  • 193 institutional investors held LPL Financial (LPLA) as of Q1 2017, up from 188 in Q4 2016.
  • Funds reported $3.3B of LPL Financial stock for Q1 2017, up 12% quarter-over-quarter.
  • 49 funds opened new LPL Financial positions in Q1 2017 and 37 closed out, a net change of +12 holders.
  • The largest LPL Financial buyer in Q1 2017 was BlackRock, an estimated $137M added.
  • The largest LPL Financial seller in Q1 2017 was FPR Partners, an estimated $137M sold.

Based on aggregated 13F filings for Q1 2017.