LPLA icon

LPL Financial
LPLA

Overview Fund Activity

292 hedge funds and large institutions have $5.24B invested in LPL Financial in 2018 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 104 increasing their positions, 114 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
292
Holders Change
-2
Holders Change %
-0.68%
% of All Funds
6.69%
Holding in Top 10
12
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-7.69%
% of All Funds
0.27%
New
39
Increased
104
Reduced
114
Closed
40
Calls
$7.01M
Puts
$5.06M
Net Calls
+$1.94M
Net Calls Change
-$9.79M

Top Buyers

1
American Century Companies
1
American Century Companies
Missouri
$47.9M
2
NMVA
2
New Mountain Vantage Advisers
New York
$98.8M
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$127M
4
FCM
4
Frontier Capital Management
Massachusetts
$163M
5
SC
5
Samlyn Capital
New York
$135M

Top Sellers

1
SA
1
SPO Advisory
California
$0
2
Renaissance Technologies
2
Renaissance Technologies
New York
$29.8M
3
AL
3
AJO LP
Pennsylvania
$30.4M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$2.2M
5
Deutsche Bank
5
Deutsche Bank
Germany
$46.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
Goldman Sachs
51
Goldman Sachs
New York
$21M -$10.5M -162,483 -33%
Allianz Asset Management
52
Allianz Asset Management
Germany
$17.9M +$1.14M +17,687 +7%
AllianceBernstein
53
AllianceBernstein
Tennessee
$17.9M +$6.17M +95,626 +53%
JPMorgan Chase & Co
54
JPMorgan Chase & Co
New York
$16.9M -$2.13M -32,953 -11%
Marshall Wace
55
Marshall Wace
United Kingdom
$16.7M +$9.17M +142,091 +121%
First Trust Advisors
56
First Trust Advisors
Illinois
$16.7M +$813K +12,609 +5%
TA
57
Teachers Advisors
New York
$16.7M +$244K +3,785 +1%
PAM
58
Panagora Asset Management
Massachusetts
$16.6M +$350K +5,429 +2%
Wells Fargo
59
Wells Fargo
California
$16.4M -$14.7M -228,124 -47%
ZDA
60
Zweig-DiMenna Associates
New York
$16.1M +$2.17M +33,620 +16%
New York State Common Retirement Fund
61
New York State Common Retirement Fund
New York
$14.7M -$984K -15,256 -6%
EVM
62
Eaton Vance Management
Massachusetts
$14.4M +$531K +8,230 +4%
CM
63
Castleark Management
Illinois
$14.2M -$1.46M -22,575 -9%
WCM
64
Wildcat Capital Management
New York
$13.4M – – –
Canada Pension Plan Investment Board
65
Canada Pension Plan Investment Board
Ontario, Canada
$12.7M +$8.66M +134,200 +215%
California Public Employees Retirement System
66
California Public Employees Retirement System
California
$11.7M +$2.1M +32,540 +22%
UBS AM
67
UBS AM
Illinois
$11.2M -$557K -8,634 -5%
Swiss National Bank
68
Swiss National Bank
Switzerland
$10.1M – – –
Lazard Asset Management
69
Lazard Asset Management
New York
$10M +$362K +5,612 +4%
CAM
70
ClariVest Asset Management
California
$9.21M -$106K -1,643 -1%
California State Teachers Retirement System (CalSTRS)
71
California State Teachers Retirement System (CalSTRS)
California
$8.85M -$144K -2,228 -2%
GLA
72
Great Lakes Advisors
Illinois
$8.73M -$783K -12,139 -8%
CWM
73
Cornerstone Wealth Management
Missouri
$8.47M -$1.95M -103,663 -19%
CS
74
Credit Suisse
Switzerland
$8.47M -$2.24M -34,696 -21%
Capital Fund Management (CFM)
75
Capital Fund Management (CFM)
France
$8.26M -$2.04M -31,700 -20%
1 2
3
4 5