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LPL Financial
LPLA

193 hedge funds and large institutions have $3.3B invested in LPL Financial in 2017 Q1 according to their latest regulatory filings, with 49 funds opening new positions, 66 increasing their positions, 55 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more first-time investments, than exits

New positions opened: 49 | Existing positions closed: 37

20% more repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 55

12% more capital invested

Capital invested by funds: $2.96B → $3.3B (+$342M)

3% more funds holding

Funds holding: 188 → 193 (+5)

2.26% less ownership

Funds ownership: 94.24% → 91.98% (-2.3%)

11% less call options, than puts

Call options by funds: $11.2M | Put options by funds: $12.5M

20% less funds holding in top 10

Funds holding in top 10: 10 → 8 (-2)

Holders
193
Holders Change
+5
Holders Change %
+2.66%
% of All Funds
4.8%
Holding in Top 10
8
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-20%
% of All Funds
0.2%
New
49
Increased
66
Reduced
55
Closed
37
Calls
$11.2M
Puts
$12.5M
Net Calls
-$1.34M
Net Calls Change
+$8.09M

Top Buyers

1
BlackRock
BlackRock
New York
+$137M
2
Balyasny Asset Management
Balyasny Asset Management
Illinois
+$57.2M
3
Point72 Asset Management
Point72 Asset Management
Connecticut
+$46.1M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$44.7M
5
JHIU
Janus Henderson Investors US
Colorado
+$40.8M

Top Sellers

1
FP
FPR Partners
California
-$137M
2
TGHSA
TPG Group Holdings (SBS) Advisors
Texas
-$108M
3
SP
Stockbridge Partners
Massachusetts
-$99.2M
4
LCM
Laurion Capital Management
New York
-$49.4M
5
HCM
HMI Capital Management
California
-$35.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
51
Wells Fargo
California
$8.57M -$1.59M -40,489 -16%
California Public Employees Retirement System
52
California Public Employees Retirement System
California
$8.42M +$185K +4,700 +2%
WCM
53
Wildcat Capital Management
New York
$8.23M – – –
TA
54
Teachers Advisors
New York
$7.96M +$2.69M +68,555 +52%
New York State Common Retirement Fund
55
New York State Common Retirement Fund
New York
$7.4M +$39 +1 +0%
California State Teachers Retirement System (CalSTRS)
56
California State Teachers Retirement System (CalSTRS)
California
$6.98M -$311K -7,900 -4%
Swiss National Bank
57
Swiss National Bank
Switzerland
$4.96M – – –
PP
58
PDT Partners
New York
$4.66M +$1.44M +36,566 +45%
State Board of Administration of Florida Retirement System
59
State Board of Administration of Florida Retirement System
Florida
$4M +$5.82K +148 +0.1%
EVM
60
Eaton Vance Management
Massachusetts
$3.96M – – –
Skandinaviska Enskilda Banken (SEB)
61
Skandinaviska Enskilda Banken (SEB)
Sweden
$3.74M – – –
RhumbLine Advisers
62
RhumbLine Advisers
Massachusetts
$3.46M +$312K +7,936 +10%
AP
63
AHL Partners
United Kingdom
$3.31M +$2.07M +52,545 +171%
OAM
64
Oxford Asset Management
United Kingdom
$3.31M +$3.26M +83,026 New
EGM
65
Engineers Gate Manager
New York
$3.17M +$51.7K +1,316 +2%
Morgan Stanley
66
Morgan Stanley
New York
$2.94M -$2.3M -58,604 -44%
Legal & General Group
67
Legal & General Group
United Kingdom
$2.89M +$783K +19,923 +38%
CS
68
Credit Suisse
Switzerland
$2.88M +$65.1K +1,656 +2%
MC
69
Maverick Capital
Texas
$2.85M +$2.82M +71,650 New
AL
70
AJO LP
Pennsylvania
$2.81M +$2.77M +70,570 New
PCM
71
Piermont Capital Management
Missouri
$2.8M +$2.76M +70,240 New
B
72
Barings
North Carolina
$2.76M +$1.36M +34,600 +100%
SEI Investments
73
SEI Investments
Pennsylvania
$2.63M +$224K +5,689 +9%
PI
74
PineBridge Investments
New York
$2.53M -$311K -7,906 -11%
UBS AM
75
UBS AM
Illinois
$2.49M +$463K +11,776 +23%
1 2
3
4 5

LPLA Hedge Fund Activity: Q1 2017 in Review

193 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q1 2017, worth a combined $3.3B — up 12% from $2.96B a quarter earlier.

Buyers outnumbered sellers: 49 funds opened new LPLA positions and 37 closed out — a net gain of 12 holders — while 66 added to existing stakes and 55 trimmed.

The largest buyer was BlackRock, adding an estimated $137M. The largest seller was FPR Partners, cutting an estimated $137M.

  • 193 institutional investors held LPL Financial (LPLA) as of Q1 2017, up from 188 in Q4 2016.
  • Funds reported $3.3B of LPL Financial stock for Q1 2017, up 12% quarter-over-quarter.
  • 49 funds opened new LPL Financial positions in Q1 2017 and 37 closed out, a net change of +12 holders.
  • The largest LPL Financial buyer in Q1 2017 was BlackRock, an estimated $137M added.
  • The largest LPL Financial seller in Q1 2017 was FPR Partners, an estimated $137M sold.

Based on aggregated 13F filings for Q1 2017.