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LPL Financial
LPLA

166 hedge funds and large institutions have $4.35B invested in LPL Financial in 2015 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 65 increasing their positions, 54 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 54

1% more capital invested

Capital invested by funds: $4.3B → $4.35B (+$50.5M)

0% more funds holding in top 10

Funds holding in top 10: 13 → 13 (0)

0% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 30

1% less funds holding

Funds holding: 168 → 166 (-2)

32% less call options, than puts

Call options by funds: $7.46M | Put options by funds: $10.9M

Holders
166
Holders Change
-2
Holders Change %
-1.19%
% of All Funds
4.35%
Holding in Top 10
13
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.34%
New
30
Increased
65
Reduced
54
Closed
30
Calls
$7.46M
Puts
$10.9M
Net Calls
-$3.44M
Net Calls Change
-$10.6M

Top Buyers

1
MCM
Marcato Capital Management
California
+$234M
2
FP
FPR Partners
California
+$56.9M
3
CCP
Clarkston Capital Partners
Michigan
+$19.8M
4
BBHC
Brown Brothers Harriman & Co
New York
+$13.2M
5
SCM
Stonerise Capital Management
California
+$9.29M

Top Sellers

1
TGHSA
TPG Group Holdings (SBS) Advisors
Texas
-$184M
2
Morgan Stanley
Morgan Stanley
New York
-$139M
3
Citigroup
Citigroup
New York
-$76.3M
4
Invesco
Invesco
Georgia
-$45.8M
5
VNIM
Vaughan Nelson Investment Management
Texas
-$36.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
California State Teachers Retirement System (CalSTRS)
51
California State Teachers Retirement System (CalSTRS)
California
$6.52M +$104K +2,441 +2%
PPA
52
Parametric Portfolio Associates
Washington
$6.24M +$412K +9,673 +7%
TD Asset Management
53
TD Asset Management
Ontario, Canada
$5.25M +$422K +9,900 +9%
CI
54
Cowen Inc
New York
$5.09M +$5.08M +119,333 New
WBC
55
Westpac Banking Corp
Australia
$5.09M +$5.08M +119,333 New
PCM
56
Penn Capital Management
Pennsylvania
$4.76M -$1.76M -41,286 -27%
RJA
57
Raymond James & Associates
Florida
$4.45M +$2.03M +47,674 +84%
Swiss National Bank
58
Swiss National Bank
Switzerland
$4.37M -$456K -10,700 -9%
CS
59
Credit Suisse
Switzerland
$4.22M +$1.34M +31,464 +47%
Barclays
60
Barclays
United Kingdom
$3.98M +$3.98M +93,511 +7,090%
ZIM
61
Zacks Investment Management
Illinois
$3.98M -$290K -6,803 -7%
Asset Management One
62
Asset Management One
Japan
$3.79M -$770K -18,087 -17%
TA
63
Teachers Advisors
New York
$3.79M +$1.18M +27,790 +46%
State Board of Administration of Florida Retirement System
64
State Board of Administration of Florida Retirement System
Florida
$3.57M +$33.5K +787 +0.9%
NFA
65
Nationwide Fund Advisors
Ohio
$3.5M -$858K -20,144 -20%
Goldman Sachs
66
Goldman Sachs
New York
$3.49M +$492K +11,546 +16%
PAM
67
Panagora Asset Management
Massachusetts
$3.38M +$87.7K +2,059 +3%
EVM
68
Eaton Vance Management
Massachusetts
$3.25M +$1.44M +33,730 +79%
KA
69
Kerrisdale Advisers
Florida
$3.24M +$3.24M +76,063 New
Deutsche Bank
70
Deutsche Bank
Germany
$3.2M +$2.35M +55,287 +280%
RhumbLine Advisers
71
RhumbLine Advisers
Massachusetts
$3.11M +$27.3K +640 +0.9%
William Blair & Company
72
William Blair & Company
Illinois
$2.94M -$383K -8,985 -12%
UBS AM
73
UBS AM
Illinois
$2.94M +$178K +4,186 +6%
State of Wisconsin Investment Board
74
State of Wisconsin Investment Board
Wisconsin
$2.56M -$62.6K -1,470 -2%
AllianceBernstein
75
AllianceBernstein
Tennessee
$2.53M -$33.9K -797 -1%
1 2
3
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LPLA Hedge Fund Activity: Q4 2015 in Review

166 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2015, worth a combined $4.35B — up 1.2% from $4.3B a quarter earlier.

Fund positioning in LPLA was balanced in Q4 2015: 30 funds opened new positions, 30 closed out, 65 added to existing stakes and 54 trimmed.

The largest buyer was Marcato Capital Management, adding an estimated $234M. The largest seller was TPG Group Holdings (SBS) Advisors, cutting an estimated $184M.

  • 166 institutional investors held LPL Financial (LPLA) as of Q4 2015, down from 168 in Q3 2015.
  • Funds reported $4.35B of LPL Financial stock for Q4 2015, up 1.2% quarter-over-quarter.
  • 30 funds opened new LPL Financial positions in Q4 2015 and 30 closed out, a net change of 0 holders.
  • The largest LPL Financial buyer in Q4 2015 was Marcato Capital Management, an estimated $234M added.
  • The largest LPL Financial seller in Q4 2015 was TPG Group Holdings (SBS) Advisors, an estimated $184M sold.

Based on aggregated 13F filings for Q4 2015.