LPL Financial
LPLA
175 hedge funds and large institutions have $4.18B invested in LPL Financial in 2014 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 65 increasing their positions, 67 reducing their positions, and 26 closing their positions.
4% more call options, than puts
Call options by funds: $695K | Put options by funds: $668K
3% less repeat investments, than reductions
Existing positions increased: 65 | Existing positions reduced: 67
3% less funds holding
Funds holding: 180 → 175 (-5)
8% less capital invested
Capital invested by funds: $4.56B → $4.18B (-$375M)
12% less first-time investments, than exits
New positions opened: 23 | Existing positions closed: 26
33% less funds holding in top 10
Funds holding in top 10: 9 → 6 (-3)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
+$30.9M |
| 2 |
American Century Companies
Kansas City,
Missouri
|
+$28.9M |
| 3 |
FCIM
Fairview Capital Investment Management
Greenbrae,
California
|
+$28M |
| 4 |
Millennium Management
New York
|
+$15.5M |
| 5 |
TAM
Toscafund Asset Management
London,
United Kingdom
|
+$12.5M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wellington Management Group
Boston,
Massachusetts
|
-$36.5M |
| 2 |
Fidelity Investments
Boston,
Massachusetts
|
-$29.4M |
| 3 |
Norges Bank
Oslo,
Norway
|
-$25.6M |
| 4 |
Artisan Partners
Milwaukee,
Wisconsin
|
-$25.4M |
| 5 |
SP
Stockbridge Partners
Boston,
Massachusetts
|
-$20.7M |
LPLA Hedge Fund Activity: Q3 2014 in Review
175 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2014, worth a combined $4.18B — down 8.2% from $4.56B a quarter earlier.
Sellers outnumbered buyers: 26 funds closed out of LPLA and 23 opened new positions — a net loss of 3 holders — while 67 trimmed existing stakes and 65 added.
The largest buyer was Citadel Advisors, adding an estimated $30.9M. The largest seller was Wellington Management Group, cutting an estimated $36.5M.
- 175 institutional investors held LPL Financial (LPLA) as of Q3 2014, down from 180 in Q2 2014.
- Funds reported $4.18B of LPL Financial stock for Q3 2014, down 8.2% quarter-over-quarter.
- 23 funds opened new LPL Financial positions in Q3 2014 and 26 closed out, a net change of -3 holders.
- The largest LPL Financial buyer in Q3 2014 was Citadel Advisors, an estimated $30.9M added.
- The largest LPL Financial seller in Q3 2014 was Wellington Management Group, an estimated $36.5M sold.
Based on aggregated 13F filings for Q3 2014.