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LPL Financial
LPLA

628 hedge funds and large institutions have $16.3B invested in LPL Financial in 2022 Q4 according to their latest regulatory filings, with 121 funds opening new positions, 196 increasing their positions, 263 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

95% more first-time investments, than exits

New positions opened: 121 | Existing positions closed: 62

8% more funds holding

Funds holding: 581 → 628 (+47)

2% less call options, than puts

Call options by funds: $42.3M | Put options by funds: $43.3M

9.85% less ownership

Funds ownership: 105.96% → 96.11% (-9.8%)

11% less capital invested

Capital invested by funds: $18.4B → $16.3B (-$2.1B)

25% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 263

27% less funds holding in top 10

Funds holding in top 10: 26 → 19 (-7)

Holders
628
Holders Change
+47
Holders Change %
+8.09%
% of All Funds
10.09%
Holding in Top 10
19
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-26.92%
% of All Funds
0.31%
New
121
Increased
196
Reduced
263
Closed
62
Calls
$42.3M
Puts
$43.3M
Net Calls
-$1.02M
Net Calls Change
-$8.23M

Top Buyers

1
BlackRock
BlackRock
New York
+$340M
2
GQG Partners
GQG Partners
Florida
+$186M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$175M
4
Goldman Sachs
Goldman Sachs
New York
+$107M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$105M

Top Sellers

1
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$1.89B
2
Capital Research Global Investors
Capital Research Global Investors
California
-$233M
3
Invesco
Invesco
Georgia
-$233M
4
Wellington Management Group
Wellington Management Group
Massachusetts
-$210M
5
Kayne Anderson Rudnick Investment Management
Kayne Anderson Rudnick Investment Management
California
-$161M
Name Holding Trade Value Shares
Change 		Change in
Stake
PCM
651
Prelude Capital Management
New York
– -$555K -2,539 Closed
WWM
652
Western Wealth Management
Colorado
– -$496K -2,265 Closed
MS
653
Maven Securities
Jersey
– -$459K -2,100 Closed
ZCA
654
Zeke Capital Advisors
Pennsylvania
– -$427K -1,954 Closed
VF
655
Virtu Financial
New York
– -$417K -1,911 Closed
QT
656
Quantamental Technologies
New York
– -$326K -1,493 Closed
CG
657
Caprock Group
Idaho
– -$325K -1,489 Closed
PCM
658
Presidio Capital Management
California
– -$262K -1,198 Closed
PMAM
659
Picton Mahoney Asset Management
Ontario, Canada
– -$256K -1,175 Closed
BCM
660
Brookstone Capital Management
Illinois
– -$254K -1,056 Closed
MA
661
MJP Associates
Connecticut
– -$221K -1,010 Closed
E
662
Ergoteles
New York
– -$217K -993 Closed
KPWS
663
Kestra Private Wealth Services
Texas
– -$216K -989 Closed
GC
664
Guggenheim Capital
Illinois
– -$209K -956 Closed
GIA
665
Gladstone Institutional Advisory
Florida
– -$208K -953 Closed
ZIM
666
Zacks Investment Management
Illinois
– -$203K -930 Closed
CCA
667
Checchi Capital Advisers
California
– -$203K -929 Closed
Koshinski Asset Management
668
Koshinski Asset Management
Illinois
– -$203K -929 Closed
SG Americas Securities
669
SG Americas Securities
New York
– -$162K -742 Closed
CMF
670
Counterpoint Mutual Funds
California
– -$109K -500 Closed
SWM
671
Selective Wealth Management
Virginia
– -$109K -500 Closed
AWMS
672
Advocacy Wealth Management Services
Georgia
– -$25K -103 Closed
WOC
673
West Oak Capital
California
– -$16K -75 Closed
BWL
674
Bogart Wealth LLC
Virginia
– -$12K -57 Closed
LSA
675
Leonteq Securities AG
Switzerland
– -$12K -55 Closed
24 25 26
27
28

LPLA Hedge Fund Activity: Q4 2022 in Review

628 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2022, worth a combined $16.3B — down 11% from $18.4B a quarter earlier.

Buyers outnumbered sellers: 121 funds opened new LPLA positions and 62 closed out — a net gain of 59 holders — while 196 added to existing stakes and 263 trimmed.

The largest buyer was BlackRock, adding an estimated $340M. The largest seller was Janus Henderson Group, cutting an estimated $1.89B.

  • 628 institutional investors held LPL Financial (LPLA) as of Q4 2022, up from 581 in Q3 2022.
  • Funds reported $16.3B of LPL Financial stock for Q4 2022, down 11% quarter-over-quarter.
  • 121 funds opened new LPL Financial positions in Q4 2022 and 62 closed out, a net change of +59 holders.
  • The largest LPL Financial buyer in Q4 2022 was BlackRock, an estimated $340M added.
  • The largest LPL Financial seller in Q4 2022 was Janus Henderson Group, an estimated $1.89B sold.

Based on aggregated 13F filings for Q4 2022.