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Caprock Group’s LPL Financial LPLA Stock Holding History

Caprock Group’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$901K Buy
2,994
+1,167
+64% +$392K 0.02% 573
2025
Q4 		$653K Sell
1,827
-546
-23% -$193K 0.01% 727
2025
Q3 		$865K Buy
+2,373
New +$860K 0.02% 619
2025
Q1 		$1.3M Buy
3,980
+101
+3% +$35.2K 0.04% 383
2024
Q4 		$1.27M Buy
3,879
+1,093
+39% +$323K 0.04% 367
2024
Q3 		$648K Sell
2,786
-319
-10% -$71.9K 0.02% 503
2024
Q2 		$867K Buy
+3,105
New +$843K 0.04% 406
2022
Q4 		– Sell
-1,489
Closed -$325K – 590
2022
Q3 		$325K Buy
1,489
+2
+0.1% +$425 0.03% 379
2022
Q2 		$274K Buy
+1,487
New +$282K 0.03% 411

Other funds holding LPLA

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return
Boston Partners
Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return
Massachusetts Financial Services
Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return
VPM
Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM
Janus Henderson Group
Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return
VCM
Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return
SC
Samlyn Capital New York $5.86B AUM 36.3% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Caprock Group's LPLA Position: Q1 2026 in Review

Caprock Group increased its LPL Financial (LPLA) stake by 64% in Q1 2026, buying an estimated $392K and bringing the position to 2,994 shares worth $901K. The position accounts for 0.02% of the portfolio, ranked #573.

Caprock Group first reported a position in LPLA in Q2 2022 and has held it in 9 quarters since. The position peaked at $1.3M in Q1 2025. 763 funds tracked by Wall St. Rank hold LPLA as of Q1 2026.

  • Caprock Group held 2,994 shares of LPL Financial worth $901K as of Q1 2026.
  • Caprock Group bought 1,167 LPL Financial shares in Q1 2026, an estimated $392K.
  • LPL Financial made up 0.02% of Caprock Group's portfolio in Q1 2026, its #573 holding.
  • Caprock Group first reported a position in LPL Financial in Q2 2022 and has held it in 9 quarters since.
  • Caprock Group's LPL Financial position peaked at $1.3M in Q1 2025.
  • 763 funds tracked by Wall St. Rank held LPL Financial as of Q1 2026.

Based on Caprock Group's 13F filing for Q1 2026, filed 11 May 2026.