We are live on ! Find out more
LPLA icon

LPL Financial
LPLA

587 hedge funds and large institutions have $15.6B invested in LPL Financial in 2023 Q2 according to their latest regulatory filings, with 74 funds opening new positions, 197 increasing their positions, 237 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $55.8M | Put options by funds: $28.9M

45% more funds holding in top 10

Funds holding in top 10: 11 → 16 (+5)

3% more capital invested

Capital invested by funds: $15.1B → $15.6B (+$493M)

2.34% less ownership

Funds ownership: 95.29% → 92.95% (-2.3%)

4% less funds holding

Funds holding: 611 → 587 (-24)

17% less repeat investments, than reductions

Existing positions increased: 197 | Existing positions reduced: 237

21% less first-time investments, than exits

New positions opened: 74 | Existing positions closed: 94

Holders
587
Holders Change
-24
Holders Change %
-3.93%
% of All Funds
9.22%
Holding in Top 10
16
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+45.45%
% of All Funds
0.25%
New
74
Increased
197
Reduced
237
Closed
94
Calls
$55.8M
Puts
$28.9M
Net Calls
+$26.9M
Net Calls Change
+$48M

Top Buyers

Rank Fund Capital Flow
1
Capital Research Global Investors
Capital Research Global Investors
California
+$238M
2
Boston Partners
Boston Partners
Massachusetts
+$157M
3
Balyasny Asset Management
Balyasny Asset Management
Illinois
+$79.3M
4
Holocene Advisors
Holocene Advisors
New York
+$72.9M
5
JCM
Junto Capital Management
New York
+$66.1M

Top Sellers

Rank Fund Capital Flow
1
Fidelity Investments
Fidelity Investments
Massachusetts
-$372M
2
ECU
Egerton Capital (UK)
United Kingdom
-$206M
3
Millennium Management
Millennium Management
New York
-$186M
4
Wellington Management Group
Wellington Management Group
Massachusetts
-$142M
5
AllianceBernstein
AllianceBernstein
Tennessee
-$111M
Name Holding Trade Value Shares
Change 		Change in
Stake
HIS
626
Harvest Investment Services
Illinois
– -$1M -4,961 Closed
JAM
627
Jupiter Asset Management
United Kingdom
– -$918K -4,535 Closed
CP
628
Cumberland Partners
Ontario, Canada
– -$911K -4,500 Closed
PRC
629
Pearl River Capital
Michigan
– -$856K -4,230 Closed
WB
630
WesBanco Bank
West Virginia
– -$848K -4,190 Closed
GCM
631
Greenland Capital Management
New York
– -$810K -4,004 Closed
LFM
632
LGT Fund Management
Liechtenstein
– -$810K -4,000 Closed
SOADOR
633
State of Alaska Department of Revenue
Alaska
– -$639K -3,162 Closed
Two Sigma Advisers
634
Two Sigma Advisers
New York
– -$627K -3,100 Closed
VIA
635
Vident Investment Advisory
Georgia
– -$618K -3,054 Closed
GWP
636
Gateway Wealth Partners
Wisconsin
– -$605K -2,988 Closed
AG
637
Algert Global
California
– -$582K -2,875 Closed
BOH
638
Bank of Hawaii
Hawaii
– -$510K -2,522 Closed
AFA
639
Abacus FCF Advisors
Florida
– -$484K -2,393 Closed
LG
640
Leuthold Group
Minnesota
– -$403K -1,989 Closed
EP
641
Edgestream Partners
New Jersey
– -$402K -1,988 Closed
YIH
642
Y-Intercept (HK)
Hong Kong
– -$400K -1,976 Closed
I
643
InceptionR
California
– -$391K -1,931 Closed
Rockefeller Capital Management
644
Rockefeller Capital Management
New York
– -$383K -1,893 Closed
BS
645
Banco Santander
Spain
– -$367K -1,811 Closed
HS
646
HighVista Strategies
Massachusetts
– -$344K -1,700 Closed
LFAS
647
Level Four Advisory Services
Texas
– -$332K -1,641 Closed
LOAMS
648
Lombard Odier Asset Management (Switzerland)
Switzerland
– -$325K -1,606 Closed
XT
649
XTX Topco
Cayman Islands
– -$299K -1,478 Closed
PCM
650
Prelude Capital Management
New York
– -$290K -1,435 Closed
24 25
26
27 28

LPLA Hedge Fund Activity: Q2 2023 in Review

587 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q2 2023, worth a combined $15.6B — up 3.3% from $15.1B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of LPLA and 74 opened new positions — a net loss of 20 holders — while 237 trimmed existing stakes and 197 added.

The largest buyer was Capital Research Global Investors, adding an estimated $238M. The largest seller was Fidelity Investments, cutting an estimated $372M.

  • 587 institutional investors held LPL Financial (LPLA) as of Q2 2023, down from 611 in Q1 2023.
  • Funds reported $15.6B of LPL Financial stock for Q2 2023, up 3.3% quarter-over-quarter.
  • 74 funds opened new LPL Financial positions in Q2 2023 and 94 closed out, a net change of -20 holders.
  • The largest LPL Financial buyer in Q2 2023 was Capital Research Global Investors, an estimated $238M added.
  • The largest LPL Financial seller in Q2 2023 was Fidelity Investments, an estimated $372M sold.

Based on aggregated 13F filings for Q2 2023.