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LPL Financial
LPLA

628 hedge funds and large institutions have $16.3B invested in LPL Financial in 2022 Q4 according to their latest regulatory filings, with 121 funds opening new positions, 196 increasing their positions, 263 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

95% more first-time investments, than exits

New positions opened: 121 | Existing positions closed: 62

8% more funds holding

Funds holding: 581 → 628 (+47)

2% less call options, than puts

Call options by funds: $42.3M | Put options by funds: $43.3M

9.85% less ownership

Funds ownership: 105.96% → 96.11% (-9.8%)

11% less capital invested

Capital invested by funds: $18.4B → $16.3B (-$2.1B)

25% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 263

27% less funds holding in top 10

Funds holding in top 10: 26 → 19 (-7)

Holders
628
Holders Change
+47
Holders Change %
+8.09%
% of All Funds
10.09%
Holding in Top 10
19
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-26.92%
% of All Funds
0.31%
New
121
Increased
196
Reduced
263
Closed
62
Calls
$42.3M
Puts
$43.3M
Net Calls
-$1.02M
Net Calls Change
-$8.23M

Top Buyers

1
BlackRock
BlackRock
New York
+$340M
2
GQG Partners
GQG Partners
Florida
+$186M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$175M
4
Goldman Sachs
Goldman Sachs
New York
+$107M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$105M

Top Sellers

1
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$1.89B
2
Capital Research Global Investors
Capital Research Global Investors
California
-$233M
3
Invesco
Invesco
Georgia
-$233M
4
Wellington Management Group
Wellington Management Group
Massachusetts
-$210M
5
Kayne Anderson Rudnick Investment Management
Kayne Anderson Rudnick Investment Management
California
-$161M
Name Holding Trade Value Shares
Change 		Change in
Stake
ACM
601
AUA Capital Management
Pennsylvania
$4.11K -$1.17K -5 -21%
CB
602
CNB Bank
Pennsylvania
$4.11K – – –
DI
603
Disciplined Investments
Oklahoma
$3.67K -$701 -3 -15%
CA
604
Corrado Advisors
New Jersey
$3.67K +$3.97K +17 New
GFWA
605
Grey Fox Wealth Advisors
Delaware
$3.67K +$3.97K +17 New
PFBT
606
Parkside Financial Bank & Trust
Missouri
$3.46K +$468 +2 +14%
WWM
607
Wolff Wiese Magana
California
$3.24K -$32.7K -140 -90%
BC
608
Bartlett & Co
Ohio
$3K – – –
ONST
609
Old North State Trust
North Carolina
$3K +$2.81K +12 New
LF
610
Lee Financial
Texas
$2.81K – – –
TWC
611
TD Waterhouse Canada
Ontario, Canada
$2.67K -$11.7K -50 -85%
BCWM
612
Bartlett & Co Wealth Management
Ohio
$2.59K – – –
MHR
613
Matthew Hamilton Rosenberg
$2.59K – – –
ZB
614
Zions Bancorporation
Utah
$2.16K +$2.34K +10 New
TAIM
615
TD Ameritrade Investment Management
Nebraska
$2K -$3.97K -17 -71%
SIS
616
Sound Income Strategies
Florida
$1.51K – – –
IFAM
617
Institutional & Family Asset Management
Colorado
$1.3K – – –
HCP
618
Hexagon Capital Partners
Arkansas
$1.08K +$1.17K +5 New
SWA
619
Sutton Wealth Advisors
Florida
$1.08K +$1.17K +5 New
HGERS
620
Householder Group Estate & Retirement Specialist
Arizona
$1K – – –
CWC
621
Carolinas Wealth Consulting
North Carolina
$865 +$935 +4 New
FWA
622
Freedom Wealth Alliance
Wisconsin
$649 +$701 +3 New
FFA
623
Farther Finance Advisors
California
$432 +$468 +2 New
JWM
624
Janiczek Wealth Management
Colorado
$227 +$234 +1 New
LFG
625
Larson Financial Group
Missouri
$217 – – –
23 24
25
26 27

LPLA Hedge Fund Activity: Q4 2022 in Review

628 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2022, worth a combined $16.3B — down 11% from $18.4B a quarter earlier.

Buyers outnumbered sellers: 121 funds opened new LPLA positions and 62 closed out — a net gain of 59 holders — while 196 added to existing stakes and 263 trimmed.

The largest buyer was BlackRock, adding an estimated $340M. The largest seller was Janus Henderson Group, cutting an estimated $1.89B.

  • 628 institutional investors held LPL Financial (LPLA) as of Q4 2022, up from 581 in Q3 2022.
  • Funds reported $16.3B of LPL Financial stock for Q4 2022, down 11% quarter-over-quarter.
  • 121 funds opened new LPL Financial positions in Q4 2022 and 62 closed out, a net change of +59 holders.
  • The largest LPL Financial buyer in Q4 2022 was BlackRock, an estimated $340M added.
  • The largest LPL Financial seller in Q4 2022 was Janus Henderson Group, an estimated $1.89B sold.

Based on aggregated 13F filings for Q4 2022.