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LPL Financial
LPLA

Overview Fund Activity

594 hedge funds and large institutions have $17.1B invested in LPL Financial in 2023 Q3 according to their latest regulatory filings, with 70 funds opening new positions, 247 increasing their positions, 191 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
594
Holders Change
+10
Holders Change %
+1.71%
% of All Funds
9.47%
Holding in Top 10
18
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+12.5%
% of All Funds
0.29%
New
70
Increased
247
Reduced
191
Closed
53
Calls
$165M
Puts
$39.8M
Net Calls
+$126M
Net Calls Change
+$98.7M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$624M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$135M
3
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board
Ontario, Canada
$109M
4
WCA
Waratah Capital Advisors
Ontario, Canada
$56.6M
5
Ameriprise
Ameriprise
Minnesota
$64.9M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
$9.96M
2
SC
Samlyn Capital
New York
$328M
3
Wellington Management Group
Wellington Management Group
Massachusetts
$66.8M
4
Vanguard Group
Vanguard Group
Pennsylvania
$1.69B
5
Marshall Wace
Marshall Wace
United Kingdom
$37.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
CB
576
CNB Bank
Pennsylvania
$4.52K – – –
SIS
577
Sound Income Strategies
Florida
$4.04K – – –
WWM
578
Wolff Wiese Magana
California
$3.57K – – –
GWSG
579
GPS Wealth Strategies Group
Colorado
$3.57K – – –
LF
580
Lee Financial
Texas
$3.09K – – –
WT
581
Washington Trust
Rhode Island
$3.09K – – –
CIA
582
Cape Investment Advisory
Georgia
$3.09K – – –
MHR
583
Matthew Hamilton Rosenberg
$2.85K – – –
HGERS
584
Householder Group Estate & Retirement Specialist
Arizona
$2.17K +$2.17K +9 New
HCP
585
Hexagon Capital Partners
Arkansas
$2.14K – – –
SS
586
Sunbelt Securities
Texas
$1.9K +$1.9K +8 New
HI
587
Harbour Investments
Wisconsin
$1.66K +$1.43K +6 +600%
IFAM
588
Institutional & Family Asset Management
Colorado
$1.43K – – –
CTWM
589
Cherry Tree Wealth Management
Minnesota
$1.19K – – –
TWP
590
TFO Wealth Partners
Ohio
$1.09K +$435 +2 +67%
CAM
591
ClariVest Asset Management
California
$1K – – –
AWM
592
Abound Wealth Management
Tennessee
$954 – – –
LFG
593
Larson Financial Group
Missouri
$239 – – –
M
594
MOTCO
Texas
$238 – – –
MCM
595
Manchester Capital Management
Vermont
$238 – – –
MCM
596
Moore Capital Management
New York
– -$40M -183,960 Closed
PCM
597
Prana Capital Management
Connecticut
– -$13.9M -63,829 Closed
BC
598
Brookfield Corp
Ontario, Canada
– -$11.3M -52,177 Closed
CTI
599
Community Trust & Investment
Kentucky
– -$8.56M -39,381 Closed
WorldQuant Millennium Advisors
600
WorldQuant Millennium Advisors
New York
– -$5.37M -24,686 Closed
22 23
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