Cape Investment Advisory’s LPL Financial LPLA Stock Holding History

Cape Investment Advisory’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$4.22K	Buy	+15	New	+$4.5K	﹤0.01%	1076
2025 Q3	–	Sell	-13	Closed	-$4.88K	–	1033
2025 Q2	$4.88K	Sell	13 -23	-64%	-$8.06K	﹤0.01%	759
2025 Q1	$11.8K	Hold	36	–	–	﹤0.01%	572
2024 Q4	$11.8K	Hold	36	–	–	﹤0.01%	549
2024 Q3	$8.38K	Hold	36	–	–	﹤0.01%	597
2024 Q2	$10.1K	Buy	36 +23	+177%	+$6.24K	﹤0.01%	521
2024 Q1	$3.44K	Hold	13	–	–	﹤0.01%	708
2023 Q4	$2.96K	Hold	13	–	–	﹤0.01%	868
2023 Q3	$3.09K	Hold	13	–	–	﹤0.01%	740
2023 Q2	$2.83K	Hold	13	–	–	﹤0.01%	739
2023 Q1	$2.63K	Buy	+13	New	+$2.97K	﹤0.01%	779

Other funds holding LPLA

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

Boston Partners Boston, Massachusetts $113B AUM 38.87% 1-Year Est. Return

Jupiter Topco New York $245B AUM

Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM

Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Samlyn Capital New York $6.14B AUM 42.05% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Cape Investment Advisory's LPLA Position: Q2 2026 in Review

Cape Investment Advisory opened a new position in LPL Financial (LPLA) in Q2 2026: 15 shares worth $4.22K. The stake represents ﹤0.01% of the portfolio and ranks #1076 among its holdings. This is a return to the name: Cape Investment Advisory previously reported a position in LPLA as recently as Q2 2025.

Cape Investment Advisory first reported a position in LPLA in Q1 2023 and has held it in 11 quarters since. The position peaked at $11.8K in Q1 2025. 766 funds tracked by Wall St. Rank hold LPLA as of Q2 2026.

Cape Investment Advisory held 15 shares of LPL Financial worth $4.22K as of Q2 2026.
LPL Financial was a new Cape Investment Advisory position in Q2 2026.
LPL Financial made up ﹤0.01% of Cape Investment Advisory's portfolio in Q2 2026, its #1076 holding.
Cape Investment Advisory first reported a position in LPL Financial in Q1 2023 and has held it in 11 quarters since.
Cape Investment Advisory's LPL Financial position peaked at $11.8K in Q1 2025.
766 funds tracked by Wall St. Rank held LPL Financial as of Q2 2026.

Based on Cape Investment Advisory's 13F filing for Q2 2026, filed 23 Jul 2026.