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LPL Financial
LPLA

Overview Fund Activity

594 hedge funds and large institutions have $17.1B invested in LPL Financial in 2023 Q3 according to their latest regulatory filings, with 70 funds opening new positions, 247 increasing their positions, 191 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
594
Holders Change
+10
Holders Change %
+1.71%
% of All Funds
9.47%
Holding in Top 10
18
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+12.5%
% of All Funds
0.29%
New
70
Increased
247
Reduced
191
Closed
53
Calls
$165M
Puts
$39.8M
Net Calls
+$126M
Net Calls Change
+$98.7M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$624M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$135M
3
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board
Ontario, Canada
$109M
4
WCA
Waratah Capital Advisors
Ontario, Canada
$56.6M
5
Ameriprise
Ameriprise
Minnesota
$64.9M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
$9.96M
2
SC
Samlyn Capital
New York
$328M
3
Wellington Management Group
Wellington Management Group
Massachusetts
$66.8M
4
Vanguard Group
Vanguard Group
Pennsylvania
$1.69B
5
Marshall Wace
Marshall Wace
United Kingdom
$37.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
CCP
551
Carmel Capital Partners
California
$13.8K +$13.8K +58 New
BIA
552
Bell Investment Advisors
California
$13.5K -$951 -4 -7%
FFA
553
Farther Finance Advisors
California
$13.5K +$5.94K +25 +78%
CT
554
Colonial Trust
South Carolina
$13.5K +$7.84K +33 +138%
TCOV
555
Trust Company of Vermont
Vermont
$12.8K +$12.8K +54 New
PA
556
PSI Advisors
Florida
$11.9K – – –
MPWT
557
MassMutual Private Wealth & Trust
Connecticut
$11.9K +$9.74K +41 +456%
PPC
558
Park Place Capital
Alabama
$11.4K – – –
PMFA
559
Plante Moran Financial Advisors
Michigan
$11.4K – – –
RCM
560
Raleigh Capital Management
North Carolina
$11.4K +$11.4K +48 New
WT
561
Whittier Trust
California
$11.2K +$11.2K +47 New
GWSA
562
Global Wealth Strategies & Associates
Colorado
$10.5K +$10.5K +44 New
PCTC
563
Perkins Coie Trust Company
Washington
$9.98K +$9.98K +42 New
GWS
564
Glassman Wealth Services
Virginia
$9.51K – – –
Loomis, Sayles & Company
565
Loomis, Sayles & Company
Massachusetts
$9K +$2.75K +11 +44%
BAAM
566
Baker Avenue Asset Management
California
$7.88K +$1.19K +5 +18%
FCA
567
FinTrust Capital Advisors
South Carolina
$7.37K -$4.75K -20 -39%
EARNEST Partners
568
EARNEST Partners
Georgia
$6.89K – – –
VCM
569
Versant Capital Management
Arizona
$5.94K – – –
SIC
570
SJS Investment Consulting
Ohio
$5.71K +$713 +3 +14%
CWP
571
Concord Wealth Partners
Virginia
$5.7K – – –
TJHA
572
Thomas J. Herzfeld Advisors
Florida
$5.7K – – –
IRAG
573
Investment Research & Advisory Group
Georgia
$5.47K – – –
MIM
574
Macroview Investment Management
Maryland
$5.25K +$5.25K +22 New
CT
575
Cambridge Trust
Massachusetts
$4.99K +$4.99K +21 New
21 22
23
24 25