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LPL Financial
LPLA

Overview Fund Activity

577 hedge funds and large institutions have $18.4B invested in LPL Financial in 2022 Q3 according to their latest regulatory filings, with 92 funds opening new positions, 202 increasing their positions, 215 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
577
Holders Change
+48
Holders Change %
+9.07%
% of All Funds
9.98%
Holding in Top 10
26
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+30%
% of All Funds
0.45%
New
92
Increased
202
Reduced
215
Closed
39
Calls
$37M
Puts
$29.8M
Net Calls
+$7.21M
Net Calls Change
+$73.1M

Top Buyers

1
Janus Henderson Group
Janus Henderson Group
United Kingdom
$2.52B
2
WCM Investment Management
WCM Investment Management
California
$518M
3
Capital Research Global Investors
Capital Research Global Investors
California
$604M
4
Capital World Investors
Capital World Investors
California
$110M
5
Millennium Management
Millennium Management
New York
$87.3M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
$529M
2
Allspring Global Investments
Allspring Global Investments
North Carolina
$129M
3
SCA
Southpoint Capital Advisors
New York
$147M
4
SC
Samlyn Capital
New York
$353M
5
Invesco
Invesco
Georgia
$364M
Name Holding Trade Value Shares
Change 		Shares
Change %
WOC
526
West Oak Capital
California
$16K +$16K +75 New
SWM
527
Spire Wealth Management
Virginia
$15K -$13K -59 -46%
TWA
528
TCI Wealth Advisors
Arizona
$15K +$1.3K +6 +10%
TWC
529
TD Waterhouse Canada
Ontario, Canada
$14K – – –
FCA
530
FinTrust Capital Advisors
South Carolina
$14K +$5.75K +23 +70%
NL
531
NVWM LLC
Pennsylvania
$12K – – –
BIA
532
Bell Investment Advisors
California
$12K +$1.78K +8 +17%
BWL
533
Bogart Wealth LLC
Virginia
$12K +$12K +57 New
Fifth Third Bancorp
534
Fifth Third Bancorp
Ohio
$11K -$24.5K -116 -69%
HPC
535
HM Payson & Co
Maine
$11K – – –
AF
536
Advisornet Financial
Minnesota
$11K – – –
SC
537
Schubert & Co
Texas
$11K +$2.96K +14 +37%
PI
538
PFS Investments
Georgia
$11K +$859 +3,932 +9%
GWS
539
Glassman Wealth Services
Virginia
$8K +$222 +1 +3%
CFO
540
CVA Family Office
Colorado
$7K – – –
TCWA
541
Ten Capital Wealth Advisors
Washington
$7K +$7K +32 New
TCOV
542
Trust Company of Vermont
Vermont
$7K +$7K +33 New
WT
543
Washington Trust
Rhode Island
$6K -$231 -1 -4%
TJHA
544
Thomas J. Herzfeld Advisors
Florida
$6K – – –
EARNEST Partners
545
EARNEST Partners
Georgia
$6K – – –
AIP
546
Almanack Investment Partners
Pennsylvania
$6K +$6K +28 New
ACM
547
AUA Capital Management
Pennsylvania
$5K -$1.25K -6 -20%
CA
548
Crewe Advisors
Utah
$5K – – –
IRAG
549
Investment Research & Advisory Group
Georgia
$5K – – –
SFO
550
Standard Family Office
South Dakota
$5K – – –
20 21
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