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LPL Financial
LPLA

628 hedge funds and large institutions have $16.3B invested in LPL Financial in 2022 Q4 according to their latest regulatory filings, with 121 funds opening new positions, 196 increasing their positions, 263 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

95% more first-time investments, than exits

New positions opened: 121 | Existing positions closed: 62

8% more funds holding

Funds holding: 581 → 628 (+47)

2% less call options, than puts

Call options by funds: $42.3M | Put options by funds: $43.3M

9.85% less ownership

Funds ownership: 105.96% → 96.11% (-9.8%)

11% less capital invested

Capital invested by funds: $18.4B → $16.3B (-$2.1B)

25% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 263

27% less funds holding in top 10

Funds holding in top 10: 26 → 19 (-7)

Holders
628
Holders Change
+47
Holders Change %
+8.09%
% of All Funds
10.09%
Holding in Top 10
19
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-26.92%
% of All Funds
0.31%
New
121
Increased
196
Reduced
263
Closed
62
Calls
$42.3M
Puts
$43.3M
Net Calls
-$1.02M
Net Calls Change
-$8.23M

Top Buyers

1
BlackRock
BlackRock
New York
+$340M
2
GQG Partners
GQG Partners
Florida
+$186M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$175M
4
Goldman Sachs
Goldman Sachs
New York
+$107M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$105M

Top Sellers

1
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$1.89B
2
Capital Research Global Investors
Capital Research Global Investors
California
-$233M
3
Invesco
Invesco
Georgia
-$233M
4
Wellington Management Group
Wellington Management Group
Massachusetts
-$210M
5
Kayne Anderson Rudnick Investment Management
Kayne Anderson Rudnick Investment Management
California
-$161M
Name Holding Trade Value Shares
Change 		Change in
Stake
CMBA
501
C.M. Bidwell & Associates
Hawaii
$219K +$237K +1,013 New
FFM
502
Forum Financial Management
Illinois
$217K – – –
LC
503
Lindbrook Capital
California
$217K -$12.6K -54 -5%
AA
504
ACT Advisors
North Carolina
$216K -$234 -1 -0.1%
BCV
505
Banque Cantonale Vaudoise
Switzerland
$216K -$701K -3,000 -75%
TWM
506
Thrive Wealth Management
Pennsylvania
$216K -$80.4K -344 -26%
NA
507
NewEdge Advisors
Louisiana
$215K -$292K -1,251 -37%
AC
508
AXQ Capital
New Jersey
$211K +$228K +976 New
AAP
509
Arax Advisory Partners
Colorado
$210K +$468 +2 +0.2%
Simplex Trading
510
Simplex Trading
Illinois
$210K -$113K -482 -33%
AR
511
Advisory Research
Illinois
$210K -$338K -1,448 -60%
AWM
512
Apollon Wealth Management
South Carolina
$208K -$43.5K -186 -16%
ECM
513
Elgethun Capital Management
South Dakota
$207K – – –
EP
514
Edgestream Partners
New Jersey
$206K -$226K -966 -50%
FP
515
Foundry Partners
Minnesota
$203K +$219K +938 New
FHA
516
First Horizon Advisors
Tennessee
$191K +$84.6K +362 +70%
DFCM
517
Dark Forest Capital Management
Puerto Rico
$187K -$2.58M -11,045 -93%
BAM
518
Belpointe Asset Management
Nevada
$186K -$9.12K -39 -4%
TFGT
519
TS Financial Group (TSFG)
Illinois
$186K – – –
Dimensional Fund Advisors
520
Dimensional Fund Advisors
Texas
$174K -$20.6M -88,090 -10%
QC
521
Quent Capital
New York
$166K +$24.1K +103 +15%
O
522
Ossiam
France
$165K – – –
Acadian Asset Management
523
Acadian Asset Management
Massachusetts
$153K +$166K +710 New
TFA
524
Toth Financial Advisory
Virginia
$144K – – –
UCB
525
United Community Bank
South Carolina
$139K -$2.34K -10 -2%
19 20
21
22 23

LPLA Hedge Fund Activity: Q4 2022 in Review

628 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2022, worth a combined $16.3B — down 11% from $18.4B a quarter earlier.

Buyers outnumbered sellers: 121 funds opened new LPLA positions and 62 closed out — a net gain of 59 holders — while 196 added to existing stakes and 263 trimmed.

The largest buyer was BlackRock, adding an estimated $340M. The largest seller was Janus Henderson Group, cutting an estimated $1.89B.

  • 628 institutional investors held LPL Financial (LPLA) as of Q4 2022, up from 581 in Q3 2022.
  • Funds reported $16.3B of LPL Financial stock for Q4 2022, down 11% quarter-over-quarter.
  • 121 funds opened new LPL Financial positions in Q4 2022 and 62 closed out, a net change of +59 holders.
  • The largest LPL Financial buyer in Q4 2022 was BlackRock, an estimated $340M added.
  • The largest LPL Financial seller in Q4 2022 was Janus Henderson Group, an estimated $1.89B sold.

Based on aggregated 13F filings for Q4 2022.