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Forum Financial Management’s LPL Financial LPLA Stock Holding History

Forum Financial Management’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-1,020
Closed -$364K – 701
2025
Q4 		$364K Buy
1,020
+1
+0.1% +$354 ﹤0.01% 647
2025
Q3 		$339K Buy
1,019
+3
+0.3% +$1.09K ﹤0.01% 670
2025
Q2 		$381K Buy
1,016
+4
+0.4% +$1.4K 0.01% 531
2025
Q1 		$331K Buy
1,012
+1
+0.1% +$348 0.01% 548
2024
Q4 		$330K Buy
1,011
+1
+0.1% +$296 0.01% 560
2024
Q3 		$235K Sell
1,010
-3
-0.3% -$676 ﹤0.01% 641
2024
Q2 		$283K Buy
1,013
+4
+0.4% +$1.09K 0.01% 506
2024
Q1 		$267K Buy
1,009
+5
+0.5% +$1.26K ﹤0.01% 552
2023
Q4 		$229K Hold
1,004
– – ﹤0.01% 582
2023
Q3 		$239K Hold
1,004
– – 0.01% 514
2023
Q2 		$218K Hold
1,004
– – ﹤0.01% 578
2023
Q1 		$203K Hold
1,004
– – 0.01% 567
2022
Q4 		$217K Hold
1,004
– – 0.01% 519
2022
Q3 		$219K Buy
+1,004
New +$214K 0.01% 468

Other funds holding LPLA

BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return
Boston Partners
Boston Partners Boston, Massachusetts $113B AUM 38.87% 1-Year Est. Return
Massachusetts Financial Services
Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return
Vanguard Portfolio Management
Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM
Janus Henderson Group
Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return
Vanguard Capital Management
Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
SC
Samlyn Capital New York $6.14B AUM 42.05% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Forum Financial Management's LPLA Position: Q1 2026 in Review

Forum Financial Management sold out of LPL Financial (LPLA) in Q1 2026, closing a stake of 1,020 shares — an estimated $364K sold.

Forum Financial Management first reported a position in LPLA in Q3 2022 and held it in 14 quarters. The position peaked at $381K in Q2 2025. 767 funds tracked by Wall St. Rank hold LPLA as of Q1 2026.

  • Forum Financial Management reported no remaining LPL Financial position as of Q1 2026 after selling out during the quarter.
  • Forum Financial Management sold 1,020 LPL Financial shares in Q1 2026, an estimated $364K.
  • Forum Financial Management first reported a position in LPL Financial in Q3 2022 and held it in 14 quarters.
  • Forum Financial Management's LPL Financial position peaked at $381K in Q2 2025.
  • 767 funds tracked by Wall St. Rank held LPL Financial as of Q1 2026.

Based on Forum Financial Management's 13F filing for Q1 2026, filed 23 Apr 2026.