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LPL Financial
LPLA

Overview Fund Activity

594 hedge funds and large institutions have $17.1B invested in LPL Financial in 2023 Q3 according to their latest regulatory filings, with 70 funds opening new positions, 247 increasing their positions, 191 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
594
Holders Change
+10
Holders Change %
+1.71%
% of All Funds
9.47%
Holding in Top 10
18
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+12.5%
% of All Funds
0.29%
New
70
Increased
247
Reduced
191
Closed
53
Calls
$165M
Puts
$39.8M
Net Calls
+$126M
Net Calls Change
+$98.7M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$624M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$135M
3
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board
Ontario, Canada
$109M
4
WCA
Waratah Capital Advisors
Ontario, Canada
$56.6M
5
Ameriprise
Ameriprise
Minnesota
$64.9M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
$9.96M
2
SC
Samlyn Capital
New York
$328M
3
Wellington Management Group
Wellington Management Group
Massachusetts
$66.8M
4
Vanguard Group
Vanguard Group
Pennsylvania
$1.69B
5
Marshall Wace
Marshall Wace
United Kingdom
$37.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
TI
451
Tidal Investments
Wisconsin
$289K +$19.3K +81 +7%
TFS
452
Thoroughbred Financial Services
Tennessee
$286K +$286K +1,206 New
KPWS
453
Kestra Private Wealth Services
Texas
$279K +$57.5K +242 +26%
MA
454
MJP Associates
Connecticut
$276K +$39K +164 +16%
BPA
455
Beacon Pointe Advisors
California
$268K +$268K +1,129 New
DWT
456
Dorsey & Whitney Trust
South Dakota
$266K +$1.66K +7 +0.6%
TWM
457
Thrive Wealth Management
Pennsylvania
$260K +$7.37K +31 +3%
FMAEN1
458
Fund Management at Engine No 1
California
$259K +$18.8K +79 +8%
IB
459
Intrust Bank
Kansas
$255K -$25.2K -106 -9%
FCM
460
Frontier Capital Management
Massachusetts
$255K -$8.32K -35 -3%
OWM
461
OneAscent Wealth Management
Alabama
$255K +$255K +1,073 New
HCM
462
HMS Capital Management
Tennessee
$247K -$40.6K -171 -14%
FFM
463
Forum Financial Management
Illinois
$239K – – –
Capstone Investment Advisors
464
Capstone Investment Advisors
New York
$237K +$237K +997 New
MYIA
465
Mount Yale Investment Advisors
Colorado
$233K -$1.19K -5 -0.5%
N
466
Natixis
France
$231K -$11.5M -48,338 -98%
ECM
467
Elgethun Capital Management
South Dakota
$229K – – –
PFS
468
Prospera Financial Services
Texas
$224K -$39.5K -165 -15%
AWA
469
Arkadios Wealth Advisors
Georgia
$222K +$222K +933 New
Carson Wealth (CWM LLC)
470
Carson Wealth (CWM LLC)
Nebraska
$221K +$8.56K +36 +4%
DT
471
Diversified Trust
Tennessee
$220K +$220K +925 New
HIGP
472
Hill Investment Group Partners
Missouri
$220K +$238 +1 +0.1%
HKIMG
473
Hutchens & Kramer Investment Management Group
Indiana
$217K -$23.6K -99 -10%
PWM
474
Perigon Wealth Management
California
$216K +$216K +909 New
BFG
475
Berger Financial Group
Minnesota
$215K -$4.52K -19 -2%
17 18
19
20 21