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LPL Financial
LPLA

Overview Fund Activity

607 hedge funds and large institutions have $15.1B invested in LPL Financial in 2023 Q1 according to their latest regulatory filings, with 77 funds opening new positions, 228 increasing their positions, 229 reducing their positions, and 86 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
607
Holders Change
-18
Holders Change %
-2.88%
% of All Funds
9.72%
Holding in Top 10
11
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-42.11%
% of All Funds
0.18%
New
77
Increased
228
Reduced
229
Closed
86
Calls
$59.1M
Puts
$80.3M
Net Calls
-$21.2M
Net Calls Change
-$20.2M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$418M
2
Millennium Management
Millennium Management
New York
+$153M
3
SC
Samlyn Capital
New York
+$77M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$74.8M
5
EC
Eminence Capital
New York
+$56.8M

Top Sellers

1
GQG Partners
GQG Partners
Florida
-$172M
2
Capital Research Global Investors
Capital Research Global Investors
California
-$154M
3
Goldman Sachs
Goldman Sachs
New York
-$130M
4
Artisan Partners
Artisan Partners
Wisconsin
-$115M
5
Capital World Investors
Capital World Investors
California
-$109M
Name Holding Trade Value Shares
Change 		Shares
Change %
PCM
451
Pennsylvania Capital Management
Pennsylvania
$318K – – –
Vontobel Holding
452
Vontobel Holding
Switzerland
$310K – – –
RWMH
453
Riverpoint Wealth Management Holdings
Illinois
$310K – – –
BRWA
454
B. Riley Wealth Advisors
Florida
$309K -$1.01K -5 -0.3%
XT
455
XTX Topco
Cayman Islands
$299K -$293K -1,446 -49%
BMSSC
456
B. Metzler seel. Sohn & Co
Germany
$298K -$60.9K -301 -17%
CIBC Private Wealth Group
457
CIBC Private Wealth Group
Georgia
$294K -$15M -73,892 -98%
PCM
458
Prelude Capital Management
New York
$290K +$290K +1,435 New
IB
459
Intrust Bank
Kansas
$290K -$37K -183 -11%
MYIA
460
Mount Yale Investment Advisors
Colorado
$289K +$289K +1,429 New
S
461
SignatureFD
Georgia
$279K +$65K +321 +30%
Wolverine Trading
462
Wolverine Trading
Illinois
$279K -$176K -887 -39%
NRD
463
Nebula Research & Development
New York
$277K +$277K +1,369 New
BAM
464
Belpointe Asset Management
Nevada
$277K +$102K +504 +58%
GIA
465
Gladstone Institutional Advisory
Florida
$276K +$276K +1,364 New
RFP
466
Root Financial Partners
California
$272K +$272K +1,346 New
GCM
467
Graham Capital Management
Connecticut
$272K -$2.17M -10,730 -89%
SP
468
Symmetry Partners
Connecticut
$268K – – –
DCM
469
DGS Capital Management
New Jersey
$266K +$34.2K +169 +15%
FFL
470
Future Fund LLC
Illinois
$266K -$27.3K -135 -9%
AWS
471
Atria Wealth Solutions
New York
$264K -$323K -1,594 -55%
HCM
472
HMS Capital Management
Tennessee
$254K -$17.4K -86 -6%
CAAS
473
Capital Asset Advisory Services
Michigan
$248K -$112K -554 -31%
AAIS
474
ABN AMRO Investment Solutions
$244K +$244K +1,205 New
BCM
475
BTC Capital Management
Iowa
$241K -$111K -551 -32%
17 18
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