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B. Riley Wealth Advisors’s LPL Financial LPLA Stock Holding History

B. Riley Wealth Advisors’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-716
Closed -$256K – 1032
2025
Q4 		$256K Buy
716
+62
+9% +$21.9K 0.01% 765
2025
Q3 		$218K Sell
654
-270
-29% -$97.9K 0.01% 861
2025
Q2 		$347K Buy
+924
New +$324K 0.02% 653
2024
Q4 		$205K Buy
+629
New +$186K 0.01% 1035
2024
Q3 		– Sell
-900
Closed -$251K – 1356
2024
Q2 		$251K Sell
900
-1,311
-59% -$356K 0.01% 1109
2024
Q1 		$525K Buy
2,211
+1,277
+137% +$322K 0.01% 765
2023
Q4 		$213K Sell
934
-1,277
-58% -$287K 0.01% 1227
2023
Q3 		$525K Buy
2,211
+858
+63% +$199K 0.01% 765
2023
Q2 		$294K Sell
1,353
-172
-11% -$34.4K 0.01% 1133
2023
Q1 		$309K Sell
1,525
-5
-0.3% -$1.14K 0.01% 1054
2022
Q4 		$331K Sell
1,530
-448
-23% -$105K 0.01% 994
2022
Q3 		$433K Buy
1,978
+304
+18% +$64.7K 0.01% 821
2022
Q2 		$310K Buy
1,674
+441
+36% +$83.8K 0.01% 866
2022
Q1 		$227K Buy
+1,233
New +$215K 0.01% 1154

Other funds holding LPLA

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return
Boston Partners
Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return
Massachusetts Financial Services
Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return
VPM
Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM
Janus Henderson Group
Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return
VCM
Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return
SC
Samlyn Capital New York $5.86B AUM 36.3% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

B. Riley Wealth Advisors's LPLA Position: Q1 2026 in Review

B. Riley Wealth Advisors sold out of LPL Financial (LPLA) in Q1 2026, closing a stake of 716 shares — an estimated $256K sold.

B. Riley Wealth Advisors first reported a position in LPLA in Q1 2022 and held it in 14 quarters. The position peaked at $525K in Q1 2024. 763 funds tracked by Wall St. Rank hold LPLA as of Q1 2026.

  • B. Riley Wealth Advisors reported no remaining LPL Financial position as of Q1 2026 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 716 LPL Financial shares in Q1 2026, an estimated $256K.
  • B. Riley Wealth Advisors first reported a position in LPL Financial in Q1 2022 and held it in 14 quarters.
  • B. Riley Wealth Advisors's LPL Financial position peaked at $525K in Q1 2024.
  • 763 funds tracked by Wall St. Rank held LPL Financial as of Q1 2026.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2026, filed 27 Apr 2026.