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LPL Financial
LPLA

Overview Fund Activity

577 hedge funds and large institutions have $18.4B invested in LPL Financial in 2022 Q3 according to their latest regulatory filings, with 92 funds opening new positions, 202 increasing their positions, 215 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
577
Holders Change
+48
Holders Change %
+9.07%
% of All Funds
9.98%
Holding in Top 10
26
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+30%
% of All Funds
0.45%
New
92
Increased
202
Reduced
215
Closed
39
Calls
$37M
Puts
$29.8M
Net Calls
+$7.21M
Net Calls Change
+$73.1M

Top Buyers

1
Janus Henderson Group
Janus Henderson Group
United Kingdom
$2.52B
2
WCM Investment Management
WCM Investment Management
California
$518M
3
Capital Research Global Investors
Capital Research Global Investors
California
$604M
4
Capital World Investors
Capital World Investors
California
$110M
5
Millennium Management
Millennium Management
New York
$87.3M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
$529M
2
Allspring Global Investments
Allspring Global Investments
North Carolina
$129M
3
SCA
Southpoint Capital Advisors
New York
$147M
4
SC
Samlyn Capital
New York
$353M
5
Invesco
Invesco
Georgia
$364M
Name Holding Trade Value Shares
Change 		Shares
Change %
Northwestern Mutual Wealth Management
451
Northwestern Mutual Wealth Management
Wisconsin
$256K -$5.81M -26,502 -96%
PMAM
452
Picton Mahoney Asset Management
Ontario, Canada
$256K -$4.82M -22,110 -95%
BCM
453
Brookstone Capital Management
Illinois
$254K +$254K +1,056 New
YIA
454
YHB Investment Advisors
Connecticut
$252K -$137K -626 -35%
DCM
455
DGS Capital Management
New Jersey
$252K +$8.96K +41 +4%
AWM
456
Apollon Wealth Management
South Carolina
$251K +$3.93K +18 +2%
TSS
457
Two Sigma Securities
New York
$246K -$30.3K -139 -11%
PFS
458
Prospera Financial Services
Texas
$240K -$1.37M -6,266 -85%
GCM
459
Graham Capital Management
Connecticut
$240K +$240K +1,103 New
LC
460
Lindbrook Capital
California
$231K -$11.8K -54 -5%
S
461
SignatureFD
Georgia
$229K -$16.6K -76 -7%
Carson Wealth (CWM LLC)
462
Carson Wealth (CWM LLC)
Nebraska
$222K +$17.4K +80 +9%
MA
463
MJP Associates
Connecticut
$221K +$221K +1,010 New
AA
464
ACT Advisors
North Carolina
$219K +$219K +1,002 New
FFM
465
Forum Financial Management
Illinois
$219K +$219K +1,004 New
E
466
Ergoteles
New York
$217K +$217K +993 New
KPWS
467
Kestra Private Wealth Services
Texas
$216K -$896K -4,104 -81%
AAP
468
Arax Advisory Partners
Colorado
$212K -$11.8K -54 -5%
GC
469
Guggenheim Capital
Illinois
$209K -$212K -970 -50%
ECM
470
Elgethun Capital Management
South Dakota
$209K +$209K +958 New
GIA
471
Gladstone Institutional Advisory
Florida
$208K +$208K +953 New
CCA
472
Checchi Capital Advisers
California
$203K +$203K +929 New
Koshinski Asset Management
473
Koshinski Asset Management
Illinois
$203K +$203K +929 New
ZIM
474
Zacks Investment Management
Illinois
$203K +$203K +930 New
BAM
475
Belpointe Asset Management
Nevada
$197K +$4.37K +20 +2%
17 18
19
20 21