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LPL Financial

587 hedge funds and large institutions have $15.6B invested in LPL Financial in 2023 Q2 according to their latest regulatory filings, with 74 funds opening new positions, 197 increasing their positions, 237 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $55.8M | Put options by funds: $28.9M

45% more funds holding in top 10

Funds holding in top 10: 1116 (+5)

3% more capital invested

Capital invested by funds: $15.1B → $15.6B (+$493M)

2.34% less ownership

Funds ownership: 95.29%92.95% (-2.3%)

4% less funds holding

Funds holding: 611587 (-24)

17% less repeat investments, than reductions

Existing positions increased: 197 | Existing positions reduced: 237

21% less first-time investments, than exits

New positions opened: 74 | Existing positions closed: 94

Holders
587
Holders Change
-24
Holders Change %
-3.93%
% of All Funds
9.22%
Holding in Top 10
16
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+45.45%
% of All Funds
0.25%
New
74
Increased
197
Reduced
237
Closed
94
Calls
$55.8M
Puts
$28.9M
Net Calls
+$26.9M
Net Calls Change
+$48M
Name Holding Trade Value Shares
Change
Change in
Stake
PCM
426
Pennsylvania Capital Management
Pennsylvania
$342K
WA
427
Wealth Alliance
New York
$340K -$52.9K -264 -14%
RWMH
428
Riverpoint Wealth Management Holdings
Illinois
$333K
GGHC
429
Gilder Gagnon Howe & Co
New York
$331K +$305K +1,523 New
SEC
430
Seven Eight Capital
New York
$331K +$305K +1,523 New
Wealthfront Advisers
431
Wealthfront Advisers
California
$327K -$1.78M -8,885 -86%
Pzena Investment Management
432
Pzena Investment Management
New York
$325K -$88.5K -442 -23%
DCM
433
DGS Capital Management
New Jersey
$318K +$29.2K +146 +11%
IC
434
IEQ Capital
California
$316K -$93.7K -468 -24%
AIG
435
American International Group
New York
$315K +$53.3K +266 +22%
LIP
436
Lighthouse Investment Partners
Florida
$312K +$287K +1,434 New
AWS
437
Atria Wealth Solutions
New York
$296K +$11K +55 +4%
BRWA
438
B. Riley Wealth Advisors
Florida
$294K -$34.4K -172 -11%
Vontobel Holding
439
Vontobel Holding
Switzerland
$294K -$36.8K -184 -12%
RFP
440
Root Financial Partners
California
$293K +$601 +3 +0.2%
SP
441
Symmetry Partners
Connecticut
$288K
SWM
442
SFG Wealth Management
Maryland
$285K +$263K +1,312 New
VWM
443
Valley Wealth Managers
New Jersey
$278K +$256K +1,278 New
FM
444
Foster & Motley
Ohio
$277K +$255K +1,275 New
S
445
SignatureFD
Georgia
$270K -$27.8K -139 -10%
LNWWM
446
Laird Norton Wetherby Wealth Management
California
$267K +$17.8K +89 +8%
HCM
447
HMS Capital Management
Tennessee
$263K -$8.41K -42 -3%
SPA
448
Sherbrooke Park Advisers
New York
$261K +$240K +1,200 New
WPC
449
Wedmont Private Capital
Pennsylvania
$258K +$234K +1,170 New
CIBC Private Wealth Group
450
CIBC Private Wealth Group
Georgia
$257K -$54.1K -270 -19%

LPLA Hedge Fund Activity: Q2 2023 in Review

587 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q2 2023, worth a combined $15.6B — up 3.3% from $15.1B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of LPLA and 74 opened new positions — a net loss of 20 holders — while 237 trimmed existing stakes and 197 added.

The largest buyer was Capital Research Global Investors, adding an estimated $238M. The largest seller was Fidelity Investments, cutting an estimated $372M.

  • 587 institutional investors held LPL Financial (LPLA) as of Q2 2023, down from 611 in Q1 2023.
  • Funds reported $15.6B of LPL Financial stock for Q2 2023, up 3.3% quarter-over-quarter.
  • 74 funds opened new LPL Financial positions in Q2 2023 and 94 closed out, a net change of -20 holders.
  • The largest LPL Financial buyer in Q2 2023 was Capital Research Global Investors, an estimated $238M added.
  • The largest LPL Financial seller in Q2 2023 was Fidelity Investments, an estimated $372M sold.

Based on aggregated 13F filings for Q2 2023.