LPLA icon

LPL Financial
LPLA

Overview Fund Activity

418 hedge funds and large institutions have $12B invested in LPL Financial in 2021 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 161 increasing their positions, 136 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
418
Holders Change
+2
Holders Change %
+0.48%
% of All Funds
7.34%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.3%
New
55
Increased
161
Reduced
136
Closed
48
Calls
$11.2M
Puts
$8.16M
Net Calls
+$3.01M
Net Calls Change
-$25.8M

Top Buyers

1
Nuveen Asset Management
Nuveen Asset Management
Illinois
$152M
2
Deutsche Bank
Deutsche Bank
Germany
$80.5M
3
Bank of New York Mellon
Bank of New York Mellon
New York
$232M
4
Point72 Asset Management
Point72 Asset Management
Connecticut
$81.2M
5
JCM
Junto Capital Management
New York
$123M

Top Sellers

1
Balyasny Asset Management
Balyasny Asset Management
Illinois
$0
2
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
$1.35M
3
HVCM
HG Vora Capital Management
New York
$125M
4
Vanguard Group
Vanguard Group
Pennsylvania
$1.08B
5
IAM
Iridian Asset Management
Connecticut
$75.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
IRAG
401
Investment Research & Advisory Group
Georgia
$4K – – –
WT
402
Washington Trust
Rhode Island
$4K – – –
TJHA
403
Thomas J. Herzfeld Advisors
Florida
$4K – – –
CWP
404
Concord Wealth Partners
Virginia
$4K – – –
GEA
405
Glen Eagle Advisors
New Jersey
$3.14K – – –
EI
406
Ellevest Inc
New York
$3K -$167 -1 -5%
GWM
407
Geneos Wealth Management
Colorado
$3K – – –
JPLA
408
Joseph P. Lucia & Associates
New York
$3K – – –
GWSG
409
GPS Wealth Strategies Group
Colorado
$2K – – –
LF
410
Lee Financial
Texas
$2K – – –
PP
411
Pacifica Partners
Canada
$2K – – –
MPWT
412
MassMutual Private Wealth & Trust
Connecticut
$2K – – –
GKWIM
413
Gerber Kawasaki Wealth & Investment Management
California
$2K +$2K +2 New
GWS
414
Glassman Wealth Services
Virginia
$2K +$1.27K +7 +175%
CI
415
Cordant Inc
Oregon
$2K +$2K +11 New
IFAM
416
Institutional & Family Asset Management
Colorado
$1K -$667 -6 -40%
SIS
417
Sound Income Strategies
Florida
$1K – – –
BBHC
418
Brown Brothers Harriman & Co
New York
$801 -$11 -67 -1%
Walleye Capital
419
Walleye Capital
New York
$460 +$460 +2,936 New
Balyasny Asset Management
420
Balyasny Asset Management
Illinois
– -$52.1M -385,929 Closed
Jacobs Levy Equity Management
421
Jacobs Levy Equity Management
New Jersey
– -$19.1M -141,614 Closed
JAM
422
Jupiter Asset Management
United Kingdom
– -$13.6M -101,097 Closed
SGDR
423
SPX Gestao de Recursos
Brazil
– -$13.5M -100,350 Closed
PP
424
Paloma Partners
Connecticut
– -$6.67M -49,392 Closed
Qube Research & Technologies (QRT)
425
Qube Research & Technologies (QRT)
United Kingdom
– -$6.22M -46,043 Closed
15 16
17
18 19