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LPL Financial
LPLA

Overview Fund Activity

594 hedge funds and large institutions have $17.1B invested in LPL Financial in 2023 Q3 according to their latest regulatory filings, with 70 funds opening new positions, 247 increasing their positions, 191 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
594
Holders Change
+10
Holders Change %
+1.71%
% of All Funds
9.47%
Holding in Top 10
18
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+12.5%
% of All Funds
0.29%
New
70
Increased
247
Reduced
191
Closed
53
Calls
$165M
Puts
$39.8M
Net Calls
+$126M
Net Calls Change
+$98.7M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$624M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$135M
3
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board
Ontario, Canada
$109M
4
WCA
Waratah Capital Advisors
Ontario, Canada
$56.6M
5
Ameriprise
Ameriprise
Minnesota
$64.9M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
$9.96M
2
SC
Samlyn Capital
New York
$328M
3
Wellington Management Group
Wellington Management Group
Massachusetts
$66.8M
4
Vanguard Group
Vanguard Group
Pennsylvania
$1.69B
5
Marshall Wace
Marshall Wace
United Kingdom
$37.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
PNC Financial Services Group
376
PNC Financial Services Group
Pennsylvania
$672K -$20.4K -86 -3%
OCBCO
377
Oversea-Chinese Banking Corp (OCBC)
Singapore
$653K +$653K +2,748 New
AWM
378
Axxcess Wealth Management
California
$652K +$32.6K +137 +5%
SWP
379
Stratos Wealth Partners
Ohio
$650K -$16.4K -69 -2%
I
380
InceptionR
California
$646K +$646K +2,719 New
CAM
381
Concorde Asset Management
Michigan
$638K +$2.62K +11 +0.4%
O
382
Ossiam
France
$630K -$6.98M -29,377 -92%
Verition Fund Management
383
Verition Fund Management
Connecticut
$614K +$96.5K +406 +19%
GCM
384
Genus Capital Management
British Columbia, Canada
$594K – – –
DZ Bank
385
DZ Bank
Germany
$584K – – –
WTG
386
West Tower Group
Virginia
$583K +$583K +2,452 New
MWA
387
MFA Wealth Advisors
Pennsylvania
$578K +$578K +2,431 New
FA
388
FDx Advisors
Illinois
$571K -$819K -3,443 -59%
PA
389
Parallel Advisors
California
$559K +$10.2K +43 +2%
Los Angeles Capital Management
390
Los Angeles Capital Management
California
$559K +$559K +2,351 New
LCOV
391
London Company of Virginia
Virginia
$539K – – –
XF
392
XML Financial
Maryland
$526K +$238 +1 +0%
BRWA
393
B. Riley Wealth Advisors
Florida
$525K +$204K +858 +63%
IIC
394
Ironwood Investment Counsel
Arizona
$525K – – –
MGP
395
Metis Global Partners
California
$523K +$27.8K +117 +6%
NS
396
NBC Securities
Alabama
$523K +$523K +2,203 New
DTL
397
Dynamic Technology Lab
Singapore
$512K +$512K +2,156 New
AIC
398
Archer Investment Corporation
Indiana
$479K -$15.4K -65 -3%
NICM
399
Neo Ivy Capital Management
New York
$479K +$479K +2,016 New
WWM
400
WJ Wealth Management
Arizona
$475K – – –
14 15
16
17 18