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LPL Financial

434 hedge funds and large institutions have $12.3B invested in LPL Financial in 2021 Q4 according to their latest regulatory filings, with 75 funds opening new positions, 152 increasing their positions, 156 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 75 | Existing positions closed: 53

24% more call options, than puts

Call options by funds: $10.8M | Put options by funds: $8.68M

3% more funds holding

Funds holding: 420434 (+14)

2% more capital invested

Capital invested by funds: $12B → $12.3B (+$229M)

0.04% less ownership

Funds ownership: 95.86%95.82% (-0.04%)

3% less repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 156

18% less funds holding in top 10

Funds holding in top 10: 1714 (-3)

Holders
434
Holders Change
+14
Holders Change %
+3.33%
% of All Funds
6.68%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.22%
New
75
Increased
152
Reduced
156
Closed
53
Calls
$10.8M
Puts
$8.68M
Net Calls
+$2.1M
Net Calls Change
-$914K
Name Holding Trade Value Shares
Change
Change in
Stake
CTC
376
Central Trust Company
Missouri
$63K +$42.9K +260 +198%
TSWM
377
Tyler-Stone Wealth Management
Ohio
$63K +$64.5K +391 New
SWM
378
Spire Wealth Management
Virginia
$61K +$36.3K +220 +138%
Carson Wealth (CWM LLC)
379
Carson Wealth (CWM LLC)
Nebraska
$60K +$62.2K +377 New
PA
380
Parallel Advisors
California
$54K +$6.44K +39 +13%
Rockefeller Capital Management
381
Rockefeller Capital Management
New York
$51K -$11.9K -72 -18%
C
382
Covestor
United Kingdom
$47K +$48.9K +296 New
SPIA
383
Steward Partners Investment Advisory
New York
$46K +$33K +200 +235%
TWP
384
TFO Wealth Partners
Ohio
$44K +$46.4K +281 New
FHA
385
First Horizon Advisors
Tennessee
$33K -$825 -5 -2%
MCM
386
Manchester Capital Management
Vermont
$30K
JGIA
387
Jackson Grant Investment Advisers
Connecticut
$29K
BEI
388
Benjamin Edwards Inc
Missouri
$27K +$1.49K +9 +6%
FAM
389
Fred Alger Management
New York
$26K -$49.5K -300 -65%
WWM
390
Wolff Wiese Magana
California
$25K -$556K -3,368 -96%
HNB
391
Huntington National Bank
Ohio
$25K +$165 +1 +0.6%
CCM
392
Covington Capital Management
California
$21K
PCH
393
Polar Capital Holdings
United Kingdom
$20.8K +$21.4M +129,858 New
Fifth Third Bancorp
394
Fifth Third Bancorp
Ohio
$17K -$10.2K -62 -36%
EI
395
Ellevest Inc
New York
$16K +$13.2K +80 +444%
IWP
396
IAG Wealth Partners
Wisconsin
$13K
PMFA
397
Plante Moran Financial Advisors
Michigan
$12K
FMII
398
Farmers & Merchants Investments Inc
Nebraska
$11K -$660 -4 -5%
WTA
399
Washington Trust Advisors
Massachusetts
$11K +$11.1K +67 New
CT
400
Cambridge Trust
Massachusetts
$11K +$11.2K +68 New

LPLA Hedge Fund Activity: Q4 2021 in Review

434 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2021, worth a combined $12.3B — up 1.9% from $12B a quarter earlier.

Buyers outnumbered sellers: 75 funds opened new LPLA positions and 53 closed out — a net gain of 22 holders — while 152 added to existing stakes and 156 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $166M. The largest seller was Wells Fargo, cutting an estimated $340M.

  • 434 institutional investors held LPL Financial (LPLA) as of Q4 2021, up from 420 in Q3 2021.
  • Funds reported $12.3B of LPL Financial stock for Q4 2021, up 1.9% quarter-over-quarter.
  • 75 funds opened new LPL Financial positions in Q4 2021 and 53 closed out, a net change of +22 holders.
  • The largest LPL Financial buyer in Q4 2021 was JP Morgan Chase, an estimated $166M added.
  • The largest LPL Financial seller in Q4 2021 was Wells Fargo, an estimated $340M sold.

Based on aggregated 13F filings for Q4 2021.