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LPL Financial
LPLA

Overview Fund Activity

418 hedge funds and large institutions have $12B invested in LPL Financial in 2021 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 161 increasing their positions, 136 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
418
Holders Change
+2
Holders Change %
+0.48%
% of All Funds
7.34%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.3%
New
55
Increased
161
Reduced
136
Closed
48
Calls
$11.2M
Puts
$8.16M
Net Calls
+$3.01M
Net Calls Change
-$25.8M

Top Buyers

1
Nuveen Asset Management
Nuveen Asset Management
Illinois
$152M
2
Deutsche Bank
Deutsche Bank
Germany
$80.5M
3
Bank of New York Mellon
Bank of New York Mellon
New York
$232M
4
Point72 Asset Management
Point72 Asset Management
Connecticut
$81.2M
5
JCM
Junto Capital Management
New York
$123M

Top Sellers

1
Balyasny Asset Management
Balyasny Asset Management
Illinois
$0
2
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
$1.35M
3
HVCM
HG Vora Capital Management
New York
$125M
4
Vanguard Group
Vanguard Group
Pennsylvania
$1.08B
5
IAM
Iridian Asset Management
Connecticut
$75.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
Fifth Third Bancorp
376
Fifth Third Bancorp
Ohio
$27K -$2.21K -14 -8%
BEI
377
Benjamin Edwards Inc
Missouri
$25K – – –
SWM
378
Spire Wealth Management
Virginia
$25K +$5.19K +33 +26%
HNB
379
Huntington National Bank
Ohio
$24K – – –
CCM
380
Covington Capital Management
California
$21K – – –
CTC
381
Central Trust Company
Missouri
$21K +$3.37K +21 +19%
MAM
382
Meeder Asset Management
Ohio
$19K -$13.3K -86 -41%
Nisa Investment Advisors
383
Nisa Investment Advisors
Missouri
$14.3K +$2.87K +18,302 +25%
DFCM
384
Dark Forest Capital Management
Puerto Rico
$14K -$61.7K -388 -82%
LC
385
Lindbrook Capital
California
$14K – – –
IWP
386
IAG Wealth Partners
Wisconsin
$14K – – –
SPIA
387
Steward Partners Investment Advisory
New York
$13K – – –
PMFA
388
Plante Moran Financial Advisors
Michigan
$12K – – –
FMII
389
Farmers & Merchants Investments Inc
Nebraska
$12K +$640 +4 +6%
GPA
390
Guidance Point Advisors
Massachusetts
$11K +$11K +75 New
DOA
391
D'Orazio & Associates
Virginia
$9K +$9K +56 New
TCWM
392
Total Clarity Wealth Management
Illinois
$8K +$8K +50 New
CPC
393
Consolidated Planning Corp
Georgia
$7K +$7K +43 New
HI
394
Harbour Investments
Wisconsin
$6K +$308 +2 +5%
Walleye Trading
395
Walleye Trading
New York
$6K +$6K +37 New
ACM
396
AUA Capital Management
Pennsylvania
$5K – – –
EARNEST Partners
397
EARNEST Partners
Georgia
$5K – – –
NL
398
NVWM LLC
Pennsylvania
$5K +$5K +29 New
BIA
399
Bell Investment Advisors
California
$5K +$5K +31 New
APA
400
American Portfolios Advisors
New York
$4.55K -$1.57K -10 -26%
14 15
16
17 18