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LPL Financial
LPLA

Overview Fund Activity

418 hedge funds and large institutions have $12B invested in LPL Financial in 2021 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 161 increasing their positions, 136 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
418
Holders Change
+2
Holders Change %
+0.48%
% of All Funds
7.34%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.3%
New
55
Increased
161
Reduced
136
Closed
48
Calls
$11.2M
Puts
$8.16M
Net Calls
+$3.01M
Net Calls Change
-$25.8M

Top Buyers

1
Nuveen Asset Management
Nuveen Asset Management
Illinois
$152M
2
Deutsche Bank
Deutsche Bank
Germany
$80.5M
3
Bank of New York Mellon
Bank of New York Mellon
New York
$232M
4
Point72 Asset Management
Point72 Asset Management
Connecticut
$81.2M
5
JCM
Junto Capital Management
New York
$123M

Top Sellers

1
Balyasny Asset Management
Balyasny Asset Management
Illinois
$0
2
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
$1.35M
3
HVCM
HG Vora Capital Management
New York
$125M
4
Vanguard Group
Vanguard Group
Pennsylvania
$1.08B
5
IAM
Iridian Asset Management
Connecticut
$75.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
TFGT
351
TS Financial Group (TSFG)
Illinois
$103K +$157 +1 +0.2%
IA
352
IFP Advisors
Florida
$86K -$15.8K -100 -15%
NICM
353
Neo Ivy Capital Management
New York
$85K +$25.9K +330 +44%
S
354
SignatureFD
Georgia
$81K +$25.6K +164 +46%
BCA
355
Berman Capital Advisors
Georgia
$79K +$14.9K +96 +23%
SSB
356
Sandy Spring Bank
Maryland
$75K – – –
FAM
357
Fred Alger Management
New York
$72K -$7.97K -51 -10%
TRCT
358
Tower Research Capital (TRC)
New York
$71K -$438K -2,791 -86%
CAL
359
Capital Analysts LLC
Pennsylvania
$71K – – –
Koshinski Asset Management
360
Koshinski Asset Management
Illinois
$65.7K +$65.7K +419 New
GCM
361
Gables Capital Management
Florida
$63K – – –
GRP
362
Global Retirement Partners
California
$61K +$16.2K +103 +36%
Rockefeller Capital Management
363
Rockefeller Capital Management
New York
$61K +$49K +316 +410%
QCG
364
Quadrant Capital Group
Ohio
$58K +$33.4K +212 +136%
PA
365
Parallel Advisors
California
$46K +$23.2K +149 +101%
HFM
366
Harvest Fund Management
China
$39K – – –
FHA
367
First Horizon Advisors
Tennessee
$34K +$12.4K +80 +57%
CSS
368
Cubist Systematic Strategies
Connecticut
$33K -$4.41M -27,796 -99%
Acadian Asset Management
369
Acadian Asset Management
Massachusetts
$31K +$31K +204 New
Bessemer Group
370
Bessemer Group
New Jersey
$29K -$529K -3,427 -95%
MCM
371
Manchester Capital Management
Vermont
$29K +$19.4K +124 +203%
LWM
372
Liberty Wealth Management
California
$29K +$25.9K +158 +832%
JGIA
373
Jackson Grant Investment Advisers
Connecticut
$28K – – –
APWA
374
Atlas Private Wealth Advisors
New Jersey
$28K – – –
BMD
375
Better Money Decisions
New Mexico
$28K – – –
13 14
15
16 17