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LPL Financial
LPLA

Overview Fund Activity

340 hedge funds and large institutions have $7.07B invested in LPL Financial in 2019 Q4 according to their latest regulatory filings, with 63 funds opening new positions, 105 increasing their positions, 135 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
340
Holders Change
+28
Holders Change %
+8.97%
% of All Funds
6.71%
Holding in Top 10
11
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+120%
% of All Funds
0.22%
New
63
Increased
105
Reduced
135
Closed
25
Calls
$70.7M
Puts
$4.61M
Net Calls
+$66.1M
Net Calls Change
-$41.8M

Top Buyers

1
SC
Samlyn Capital
New York
$318M
2
HCM
Highline Capital Management
New York
$47.6M
3
Invesco
Invesco
Georgia
$253M
4
Westfield Capital Management
Westfield Capital Management
Massachusetts
$115M
5
Bank of New York Mellon
Bank of New York Mellon
New York
$167M

Top Sellers

1
FPA
First Pacific Advisors
California
$175M
2
Prudential Financial
Prudential Financial
New Jersey
$11.4M
3
Nomura Holdings
Nomura Holdings
Japan
$919K
4
FCM
Frontier Capital Management
Massachusetts
$94.6M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$18.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
SFS
326
Sowell Financial Services
Arkansas
$4K +$1.21K +13 +43%
KPW
327
Kore Private Wealth
New York
$4K +$4K +47 New
EFSCE
328
Enterprise Financial Services Corp (EFSC)
Missouri
$3K – – –
PA
329
Parallel Advisors
California
$3K – – –
EARNEST Partners
330
EARNEST Partners
Georgia
$3K – – –
BCA
331
Berman Capital Advisors
Georgia
$2K – – –
VFA
332
Valeo Financial Advisors
Indiana
$2K – – –
IRAG
333
Investment Research & Advisory Group
Georgia
$2K +$2K +23 New
PFGIA
334
Patriot Financial Group Insurance Agency
Massachusetts
$1K -$500 -4 -33%
GWM
335
Geneos Wealth Management
Colorado
$1K – – –
JWA
336
JFS Wealth Advisors
Pennsylvania
$1K – – –
EI
337
Ellevest Inc
New York
$1K +$1K +11 New
HT
338
HAP Trading
New York
– -$18.4M -224,113 Closed
Point72 Asset Management
339
Point72 Asset Management
Connecticut
– -$11.7M -142,783 Closed
SGAM
340
Smith Group Asset Management
Texas
– -$9.66M -117,890 Closed
PI
341
Putnam Investments
Massachusetts
– -$6.04M -73,776 Closed
N
342
Natixis
France
– -$5.76M -70,382 Closed
CM
343
Crestline Management
Texas
– -$5.64M -68,850 Closed
VCM
344
Voleon Capital Management
California
– -$2.7M -33,000 Closed
PI
345
PEAK6 Investments
Illinois
– -$2.02M -24,674 Closed
Janney Montgomery Scott
346
Janney Montgomery Scott
Pennsylvania
– -$1.77M -21,643 Closed
BCM
347
Bayesian Capital Management
New York
– -$722K -8,821 Closed
Caisse de Depot et Placement du Quebec (CDPQ)
348
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
– -$597K -7,285 Closed
GH
349
GAM Holding
Switzerland
– -$577K -7,040 Closed
EMG
350
ETF Managers Group
New Jersey
– -$498K -6,127 Closed
11 12 13
14
15