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LPL Financial

312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,601% more call options, than puts

Call options by funds: $115M | Put options by funds: $6.73M

0.59% less ownership

Funds ownership: 93.95%93.37% (-0.59%)

2% less capital invested

Capital invested by funds: $6.38B → $6.28B (-$97.8M)

3% less funds holding

Funds holding: 321312 (-9)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

18% less first-time investments, than exits

New positions opened: 40 | Existing positions closed: 49

26% less repeat investments, than reductions

Existing positions increased: 99 | Existing positions reduced: 133

Holders
312
Holders Change
-9
Holders Change %
-2.8%
% of All Funds
6.84%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
40
Increased
99
Reduced
133
Closed
49
Calls
$115M
Puts
$6.73M
Net Calls
+$108M
Net Calls Change
+$59.2M
Name Holding Trade Value Shares
Change
Change in
Stake
CC
326
Cipher Capital
New York
-$1.11M -13,588 Closed
HMS
327
Hanseatic Management Services
New Mexico
-$998K -12,237 Closed
DCM
328
Dupont Capital Management
Delaware
-$998K -12,230 Closed
ECM
329
ExodusPoint Capital Management
New York
-$980K -12,017 Closed
CBOA
330
Commonwealth Bank of Australia
Australia
-$938K -11,500 Closed
TCM
331
Teza Capital Management
Illinois
-$935K -11,468 Closed
DTL
332
Dynamic Technology Lab
Singapore
-$906K -11,108 Closed
GCA
333
Gideon Capital Advisors
New York
-$808K -9,905 Closed
CCMW
334
Cypress Capital Management (Wyoming)
Wyoming
-$793K -9,720 Closed
SSWM
335
Sheets Smith Wealth Management
North Carolina
-$774K -9,486 Closed
UCFA
336
United Capital Financial Advisors
Texas
-$633K -7,760 Closed
QT
337
Quantbot Technologies
New York
-$612K -7,513 Closed
GAM
338
Gotham Asset Management
New York
-$560K -6,862 Closed
AA
339
ALPS Advisors
Colorado
-$426K -5,217 Closed
BIM
340
Bogle Investment Management
Massachusetts
-$367K -4,500 Closed
State of Tennessee, Department of Treasury
341
State of Tennessee, Department of Treasury
Tennessee
-$344K -4,212 Closed
CIBC Private Wealth Group
342
CIBC Private Wealth Group
Georgia
-$340K -4,164 Closed
SO
343
STRS Ohio
Ohio
-$309K -3,794 Closed
BAM
344
Blueshift Asset Management
New Jersey
-$285K -3,498 Closed
CM
345
Castleark Management
Illinois
-$275K -3,370 Closed
SL
346
Signition LP
New York
-$234K -2,863 Closed
II
347
Ibex Investors
Colorado
-$232 -2,848 Closed
SS
348
Simplicity Solutions
Minnesota
-$210K -2,578 Closed
NL
349
NKCFO LLC
Illinois
-$196K -2,400 Closed
Acadian Asset Management
350
Acadian Asset Management
Massachusetts
-$128K -1,571 Closed

LPLA Hedge Fund Activity: Q3 2019 in Review

312 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2019, worth a combined $6.28B — down 1.5% from $6.38B a quarter earlier.

Sellers outnumbered buyers: 49 funds closed out of LPLA and 40 opened new positions — a net loss of 9 holders — while 133 trimmed existing stakes and 99 added.

The largest buyer was Citadel Advisors, adding an estimated $82.2M. The largest seller was Samlyn Capital, cutting an estimated $66.2M.

  • 312 institutional investors held LPL Financial (LPLA) as of Q3 2019, down from 321 in Q2 2019.
  • Funds reported $6.28B of LPL Financial stock for Q3 2019, down 1.5% quarter-over-quarter.
  • 40 funds opened new LPL Financial positions in Q3 2019 and 49 closed out, a net change of -9 holders.
  • The largest LPL Financial buyer in Q3 2019 was Citadel Advisors, an estimated $82.2M added.
  • The largest LPL Financial seller in Q3 2019 was Samlyn Capital, an estimated $66.2M sold.

Based on aggregated 13F filings for Q3 2019.