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LPL Financial
LPLA

Overview Fund Activity

312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
312
Holders Change
-9
Holders Change %
-2.8%
% of All Funds
6.85%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
40
Increased
99
Reduced
133
Closed
49
Calls
$115M
Puts
$6.73M
Net Calls
+$108M
Net Calls Change
+$59.2M

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
$114M
2
Balyasny Asset Management
Balyasny Asset Management
Illinois
$54.4M
3
Nomura Holdings
Nomura Holdings
Japan
$39.3M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$106M
5
SSA
Schonfeld Strategic Advisors
New York
$30.9M

Top Sellers

1
SC
Samlyn Capital
New York
$115M
2
Fidelity Investments
Fidelity Investments
Massachusetts
$207M
3
SCA
Southpoint Capital Advisors
New York
$123M
4
VNIM
Vaughan Nelson Investment Management
Texas
$41.6M
5
American Century Companies
American Century Companies
Missouri
$131M
Name Holding Trade Value Shares
Change 		Shares
Change %
CC
326
Cipher Capital
New York
– -$1.11M -13,588 Closed
HMS
327
Hanseatic Management Services
New Mexico
– -$998K -12,237 Closed
DCM
328
Dupont Capital Management
Delaware
– -$998K -12,230 Closed
ECM
329
ExodusPoint Capital Management
New York
– -$980K -12,017 Closed
CBOA
330
Commonwealth Bank of Australia
Australia
– -$938K -11,500 Closed
TCM
331
Teza Capital Management
Illinois
– -$935K -11,468 Closed
DTL
332
Dynamic Technology Lab
Singapore
– -$906K -11,108 Closed
GCA
333
Gideon Capital Advisors
New York
– -$808K -9,905 Closed
CCMW
334
Cypress Capital Management (Wyoming)
Wyoming
– -$793K -9,720 Closed
SSWM
335
Sheets Smith Wealth Management
North Carolina
– -$774K -9,486 Closed
UCFA
336
United Capital Financial Advisors
Texas
– -$633K -7,760 Closed
QT
337
Quantbot Technologies
New York
– -$612K -7,513 Closed
GAM
338
Gotham Asset Management
New York
– -$560K -6,862 Closed
AA
339
ALPS Advisors
Colorado
– -$426K -5,217 Closed
BIM
340
Bogle Investment Management
Massachusetts
– -$367K -4,500 Closed
State of Tennessee, Department of Treasury
341
State of Tennessee, Department of Treasury
Tennessee
– -$344K -4,212 Closed
CIBC Private Wealth Group
342
CIBC Private Wealth Group
Georgia
– -$340K -4,164 Closed
SO
343
STRS Ohio
Ohio
– -$309K -3,794 Closed
BAM
344
Blueshift Asset Management
New Jersey
– -$285K -3,498 Closed
CM
345
Castleark Management
Illinois
– -$275K -3,370 Closed
SL
346
Signition LP
New York
– -$234K -2,863 Closed
II
347
Ibex Investors
Colorado
– -$232 -2,848 Closed
SS
348
Simplicity Solutions
Minnesota
– -$210K -2,578 Closed
NL
349
NKCFO LLC
Illinois
– -$196K -2,400 Closed
Acadian Asset Management
350
Acadian Asset Management
Massachusetts
– -$128K -1,571 Closed
11 12 13
14
15