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LPL Financial

587 hedge funds and large institutions have $15.6B invested in LPL Financial in 2023 Q2 according to their latest regulatory filings, with 74 funds opening new positions, 197 increasing their positions, 237 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $55.8M | Put options by funds: $28.9M

45% more funds holding in top 10

Funds holding in top 10: 1116 (+5)

3% more capital invested

Capital invested by funds: $15.1B → $15.6B (+$493M)

2.34% less ownership

Funds ownership: 95.29%92.95% (-2.3%)

4% less funds holding

Funds holding: 611587 (-24)

17% less repeat investments, than reductions

Existing positions increased: 197 | Existing positions reduced: 237

21% less first-time investments, than exits

New positions opened: 74 | Existing positions closed: 94

Holders
587
Holders Change
-24
Holders Change %
-3.93%
% of All Funds
9.22%
Holding in Top 10
16
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+45.45%
% of All Funds
0.25%
New
74
Increased
197
Reduced
237
Closed
94
Calls
$55.8M
Puts
$28.9M
Net Calls
+$26.9M
Net Calls Change
+$48M
Name Holding Trade Value Shares
Change
Change in
Stake
VLC
301
Van Leeuwen & Company
New Jersey
$1.26M -$10K -50 -0.9%
HT
302
Headlands Technologies
Illinois
$1.22M +$1.13M +5,621 New
RJT
303
Raymond James Trust
Florida
$1.19M +$289K +1,445 +36%
Luther King Capital Management (LKCM)
304
Luther King Capital Management (LKCM)
Texas
$1.17M +$31.8K +159 +3%
Cetera Investment Advisers
305
Cetera Investment Advisers
Illinois
$1.17M -$70.9K -354 -6%
OLA
306
Oliver Luxxe Assets
New Jersey
$1.16M -$1.6K -8 -0.1%
EC
307
Estate Counselors
Wisconsin
$1.15M
FAIM
308
Financial Advocates Investment Management
Washington
$1.15M -$2K -10 -0.2%
BCV
309
Banque Cantonale Vaudoise
Switzerland
$1.13M -$841K -4,200 -45%
RJFSA
310
Raymond James Financial Services Advisors
Florida
$1.13M -$33K -165 -3%
Cerity Partners
311
Cerity Partners
New York
$1.12M +$268K +1,336 +35%
AAM
312
Advisors Asset Management
Colorado
$1.1M -$10K -50 -1%
BPC
313
Banque Pictet & Cie
Switzerland
$1.09M +$1M +5,017 New
GIA
314
Gateway Investment Advisers
Ohio
$1.09M -$1.07M -5,329 -52%
M&T Bank
315
M&T Bank
New York
$1.08M -$16.8K -84 -2%
AO
316
Advisor OS
Illinois
$1.04M +$22.2K +111 +2%
IAA
317
Independent Advisor Alliance
North Carolina
$1.04M +$58.5K +292 +6%
MIM
318
MetLife Investment Management
New Jersey
$1.04M -$6.21K -31 -0.6%
BCI
319
Brinker Capital Investments
Pennsylvania
$1.03M +$953K +4,758 New
OPS
320
Orion Portfolio Solutions
Nebraska
$1.03M +$953K +4,758 New
GCP
321
GSA Capital Partners
United Kingdom
$1.03M +$950K +4,744 New
KCM
322
Kennedy Capital Management
Missouri
$1.01M +$440K +2,197 +89%
BFG
323
Bleakley Financial Group
New Jersey
$1M +$15.8K +79 +2%
Nomura Holdings
324
Nomura Holdings
Japan
$994K -$1.08M -5,387 -54%
CGH
325
Crossmark Global Holdings
Texas
$982K -$547K -2,733 -39%

LPLA Hedge Fund Activity: Q2 2023 in Review

587 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q2 2023, worth a combined $15.6B — up 3.3% from $15.1B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of LPLA and 74 opened new positions — a net loss of 20 holders — while 237 trimmed existing stakes and 197 added.

The largest buyer was Capital Research Global Investors, adding an estimated $238M. The largest seller was Fidelity Investments, cutting an estimated $372M.

  • 587 institutional investors held LPL Financial (LPLA) as of Q2 2023, down from 611 in Q1 2023.
  • Funds reported $15.6B of LPL Financial stock for Q2 2023, up 3.3% quarter-over-quarter.
  • 74 funds opened new LPL Financial positions in Q2 2023 and 94 closed out, a net change of -20 holders.
  • The largest LPL Financial buyer in Q2 2023 was Capital Research Global Investors, an estimated $238M added.
  • The largest LPL Financial seller in Q2 2023 was Fidelity Investments, an estimated $372M sold.

Based on aggregated 13F filings for Q2 2023.