We are live on ! Find out more
LPLA icon

LPL Financial

434 hedge funds and large institutions have $12.3B invested in LPL Financial in 2021 Q4 according to their latest regulatory filings, with 75 funds opening new positions, 152 increasing their positions, 156 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 75 | Existing positions closed: 53

24% more call options, than puts

Call options by funds: $10.8M | Put options by funds: $8.68M

3% more funds holding

Funds holding: 420434 (+14)

2% more capital invested

Capital invested by funds: $12B → $12.3B (+$229M)

0.04% less ownership

Funds ownership: 95.86%95.82% (-0.04%)

3% less repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 156

18% less funds holding in top 10

Funds holding in top 10: 1714 (-3)

Holders
434
Holders Change
+14
Holders Change %
+3.33%
% of All Funds
6.68%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.22%
New
75
Increased
152
Reduced
156
Closed
53
Calls
$10.8M
Puts
$8.68M
Net Calls
+$2.1M
Net Calls Change
-$914K
Name Holding Trade Value Shares
Change
Change in
Stake
YIH
301
Y-Intercept (HK)
Hong Kong
$375K +$387K +2,343 New
YCM
302
Yousif Capital Management
Michigan
$374K +$386K +2,339 New
IWM
303
IHT Wealth Management
Illinois
$372K -$15.5K -94 -4%
FFL
304
Future Fund LLC
Illinois
$370K +$381K +2,310 New
EI
305
Ethic Inc
New York
$365K +$79.1K +479 +27%
LCOV
306
London Company of Virginia
Virginia
$363K
SWP
307
Stratos Wealth Partners
Ohio
$354K -$10.7K -65 -3%
Cetera Investment Advisers
308
Cetera Investment Advisers
Illinois
$344K -$67.7K -410 -16%
EWA
309
EverSource Wealth Advisors
Alabama
$344K +$355K +2,148 New
MCM
310
MAI Capital Management
Ohio
$336K -$18.7K -113 -5%
M&T Bank
311
M&T Bank
New York
$335K +$10.1K +61 +3%
HKIMG
312
Hutchens & Kramer Investment Management Group
Indiana
$326K +$288K +1,747 New
AA
313
ACT Advisors
North Carolina
$320K
WWM
314
WJ Wealth Management
Arizona
$320K
SCA
315
Snowden Capital Advisors
New York
$316K -$459K -2,780 -58%
MWM
316
Modera Wealth Management
New Jersey
$311K +$321K +1,944 New
SIM
317
SSI Investment Management
California
$305K -$825 -5 -0.3%
ASN
318
Advisory Services Network
Georgia
$302K +$165 +1 +0.1%
UB
319
UMB Bank
Missouri
$298K +$307K +1,863 New
MA
320
MONECO Advisors
Connecticut
$296K -$3.14K -19 -1%
MLL
321
Moody Lynn & Lieberson
Massachusetts
$288K -$33K -200 -10%
Franklin Resources
322
Franklin Resources
California
$283K -$1.65K -10 -0.6%
XT
323
XTX Topco
Cayman Islands
$277K -$275K -1,664 -49%
WCM
324
Wedge Capital Management
North Carolina
$277K -$2.15K -13 -0.7%
Citadel Advisors
325
Citadel Advisors
Florida
$276K -$5.02M -30,424 -95%

LPLA Hedge Fund Activity: Q4 2021 in Review

434 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2021, worth a combined $12.3B — up 1.9% from $12B a quarter earlier.

Buyers outnumbered sellers: 75 funds opened new LPLA positions and 53 closed out — a net gain of 22 holders — while 152 added to existing stakes and 156 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $166M. The largest seller was Wells Fargo, cutting an estimated $340M.

  • 434 institutional investors held LPL Financial (LPLA) as of Q4 2021, up from 420 in Q3 2021.
  • Funds reported $12.3B of LPL Financial stock for Q4 2021, up 1.9% quarter-over-quarter.
  • 75 funds opened new LPL Financial positions in Q4 2021 and 53 closed out, a net change of +22 holders.
  • The largest LPL Financial buyer in Q4 2021 was JP Morgan Chase, an estimated $166M added.
  • The largest LPL Financial seller in Q4 2021 was Wells Fargo, an estimated $340M sold.

Based on aggregated 13F filings for Q4 2021.