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LPL Financial
LPLA

Overview Fund Activity

395 hedge funds and large institutions have $11B invested in LPL Financial in 2021 Q1 according to their latest regulatory filings, with 83 funds opening new positions, 124 increasing their positions, 141 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
395
Holders Change
+24
Holders Change %
+6.47%
% of All Funds
6.96%
Holding in Top 10
16
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+6.67%
% of All Funds
0.28%
New
83
Increased
124
Reduced
141
Closed
55
Calls
$23.6M
Puts
$24.7M
Net Calls
-$1.11M
Net Calls Change
+$9.87M

Top Buyers

1
Kayne Anderson Rudnick Investment Management
Kayne Anderson Rudnick Investment Management
California
$273M
2
Wells Fargo
Wells Fargo
California
$369M
3
MC
Maverick Capital
Texas
$121M
4
IAM
Iridian Asset Management
Connecticut
$92M
5
Victory Capital Management
Victory Capital Management
Texas
$99M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
$547M
2
SC
Samlyn Capital
New York
$354M
3
AllianceBernstein
AllianceBernstein
Tennessee
$177M
4
MWA
Marshall Wace Asia
Hong Kong
$49.8M
5
VOYA Investment Management
VOYA Investment Management
Georgia
$86.5M
Name Holding Trade Value Shares
Change 		Shares
Change %
MCM
301
MAI Capital Management
Ohio
$242K +$242K +1,705 New
Manulife (Manufacturers Life Insurance)
302
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$240K +$240K +1,689 New
MA
303
MONECO Advisors
Connecticut
$238K +$238K +1,674 New
GT
304
Greenleaf Trust
Michigan
$237K +$237K +1,670 New
BCM
305
BTC Capital Management
Iowa
$234K +$234K +1,653 New
Fayez Sarofim & Co
306
Fayez Sarofim & Co
Texas
$227K +$227K +1,600 New
SOADOR
307
State of Alaska Department of Revenue
Alaska
$221K -$366K -2,574 -62%
FNBOO
308
First National Bank of Omaha
Nebraska
$221K +$221K +1,552 New
PCG
309
Private Capital Group
Connecticut
$212K +$9.53K +67 +5%
GDP
310
Great Diamond Partners
Maine
$208K +$208K +1,470 New
Franklin Resources
311
Franklin Resources
California
$207K +$207K +1,459 New
HighTower Advisors
312
HighTower Advisors
Illinois
$206K +$206K +1,444 New
RWM
313
Ritholtz Wealth Management
New York
$206K +$206K +1,446 New
DWT
314
Dorsey & Whitney Trust
South Dakota
$205K +$205K +1,443 New
SWMG
315
Sanchez Wealth Management Group
Florida
$202K +$202K +1,420 New
WA
316
Wealth Alliance
New York
$200K +$200K +1,408 New
CFGS
317
Concourse Financial Group Securities
Alabama
$167K +$3.7K +26 +2%
SBSB
318
Sullivan, Bruyette, Speros & Blaney
Virginia
$145K – – –
GWM
319
Geneos Wealth Management
Colorado
$144K +$21.4K +137 +17%
UFF
320
USA Financial Formulas
Michigan
$117K +$117K +825 New
NFG
321
Next Financial Group
Texas
$116K +$116K +814 +27,133%
JCM
322
Jacobi Capital Management
Pennsylvania
$114K +$1.57K +11 +1%
SAI
323
Systematic Alpha Investments
New Jersey
$108K – – –
BAM
324
Belpointe Asset Management
Nevada
$100K +$100K +700 New
GLLW
325
Graves Light Lenhart Wealth
Virginia
$96K +$96K +674 New
11 12
13
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