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LPL Financial
LPLA

Overview Fund Activity

325 hedge funds and large institutions have $5.84B invested in LPL Financial in 2020 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 113 increasing their positions, 131 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
325
Holders Change
-15
Holders Change %
-4.41%
% of All Funds
6.57%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.14%
New
39
Increased
113
Reduced
131
Closed
53
Calls
$8.09M
Puts
$14.7M
Net Calls
-$6.62M
Net Calls Change
-$3.54M

Top Buyers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$457M
2
HVCM
2
HG Vora Capital Management
New York
$57.5M
3
AllianceBernstein
3
AllianceBernstein
Tennessee
$166M
4
ACM
4
Argent Capital Management
Missouri
$34.9M
5
EIP
5
Epoch Investment Partners
New York
$21.3M

Top Sellers

1
Deutsche Bank
1
Deutsche Bank
Germany
$1.1M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$637M
3
Janus Henderson Group
3
Janus Henderson Group
United Kingdom
$626M
4
Holocene Advisors
4
Holocene Advisors
New York
$0
5
Prudential Financial
5
Prudential Financial
New Jersey
$2.11M
Name Holding Trade Value Shares
Change 		Shares
Change %
FHC
301
First Horizon Corporation
Tennessee
$6K +$6K +84 New
CI
302
CX Institutional
Indiana
$5K -$2.97K -38 -37%
VFA
303
Valeo Financial Advisors
Indiana
$5K +$3.16K +43 +172%
CTC
304
Central Trust Company
Missouri
$4K -$1.6K -20 -29%
AssetMark Inc
305
AssetMark Inc
California
$4K – – –
PMFA
306
Plante Moran Financial Advisors
Michigan
$4K +$4K +48 New
FHA
307
First Horizon Advisors
Tennessee
$4K +$4K +54 New
ST
308
Smithfield Trust
Pennsylvania
$3K – – –
PWM
309
Provident Wealth Management
Tennessee
$3K +$3K +40 New
EARNEST Partners
310
EARNEST Partners
Georgia
$2K – – –
IRAG
311
Investment Research & Advisory Group
Georgia
$2K – – –
WT
312
Washington Trust
Rhode Island
$2K +$667 +9 +50%
IFAM
313
Institutional & Family Asset Management
Colorado
$2K +$880 +11 +79%
CWC
314
Carolinas Wealth Consulting
North Carolina
$2K +$2K +20 New
NNP
315
Nachman Norwood & Parrott
South Carolina
$2K +$2K +30 New
ACM
316
AUA Capital Management
Pennsylvania
$2K +$2K +31 New
APA
317
American Portfolios Advisors
New York
$1.76K – – –
GEA
318
Glen Eagle Advisors
New Jersey
$1.53K – – –
SFS
319
Sowell Financial Services
Arkansas
$1K – – –
GWM
320
Geneos Wealth Management
Colorado
$1K +$45 +1 +5%
SIS
321
Sound Income Strategies
Florida
$1K +$1K +7 New
AA
322
Ancora Advisors
Ohio
$1K +$1K +10 New
PFWA
323
Paces Ferry Wealth Advisors
Georgia
$1K +$1K +12 New
Holocene Advisors
324
Holocene Advisors
New York
– -$38.1M -485,575 Closed
GC
325
Gillson Capital
Illinois
– -$15.4M -196,728 Closed
11 12
13
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