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LPL Financial

312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,601% more call options, than puts

Call options by funds: $115M | Put options by funds: $6.73M

0.59% less ownership

Funds ownership: 93.95%93.37% (-0.59%)

2% less capital invested

Capital invested by funds: $6.38B → $6.28B (-$97.8M)

3% less funds holding

Funds holding: 321312 (-9)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

18% less first-time investments, than exits

New positions opened: 40 | Existing positions closed: 49

26% less repeat investments, than reductions

Existing positions increased: 99 | Existing positions reduced: 133

Holders
312
Holders Change
-9
Holders Change %
-2.8%
% of All Funds
6.84%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
40
Increased
99
Reduced
133
Closed
49
Calls
$115M
Puts
$6.73M
Net Calls
+$108M
Net Calls Change
+$59.2M
Name Holding Trade Value Shares
Change
Change in
Stake
BCA
301
Berman Capital Advisors
Georgia
$2K
EARNEST Partners
302
EARNEST Partners
Georgia
$2K
VFA
303
Valeo Financial Advisors
Indiana
$2K
SFS
304
Sowell Financial Services
Arkansas
$2K +$2.4K +30 New
FGAM
305
Financial Gravity Asset Management
Texas
$1K -$640 -8 -47%
BBHC
306
Brown Brothers Harriman & Co
New York
$1K
GWM
307
Geneos Wealth Management
Colorado
$1K
PFGIA
308
Patriot Financial Group Insurance Agency
Massachusetts
$1K
JWA
309
JFS Wealth Advisors
Pennsylvania
$1K +$800 +10 New
GT
310
Glenmede Trust
Pennsylvania
$541 -$420K -5,244 -44%
Adage Capital Partners
311
Adage Capital Partners
Massachusetts
-$10.2M -125,000 Closed
OTPPB
312
Ontario Teachers' Pension Plan Board
Ontario, Canada
-$3.67M -44,956 Closed
Voloridge Investment Management
313
Voloridge Investment Management
Florida
-$3.17M -38,864 Closed
Parallax Volatility Advisers
314
Parallax Volatility Advisers
California
-$2.61M -31,947 Closed
CIC
315
Chase Investment Counsel
Virginia
-$2.52M -30,871 Closed
NLGIA
316
Nippon Life Global Investors Americas
New York
-$2.37M -29,050 Closed
MWNA
317
Marshall Wace North America
New York
-$2.13M -26,092 Closed
ARTA
318
A.R.T. Advisors
New York
-$2M -24,459 Closed
USAA
319
United Services Automobile Association
Texas
-$1.85M -22,716 Closed
Assenagon Asset Management
320
Assenagon Asset Management
Luxembourg
-$1.78M -21,810 Closed
AL
321
AJO LP
Pennsylvania
-$1.53M -18,737 Closed
Wellington Management Group
322
Wellington Management Group
Massachusetts
-$1.28M -15,729 Closed
EI
323
EAM Investors
California
-$1.27M -15,585 Closed
Verition Fund Management
324
Verition Fund Management
Connecticut
-$1.19M -14,549 Closed
Bank of Nova Scotia
325
Bank of Nova Scotia
Ontario, Canada
-$1.18M -14,516 Closed

LPLA Hedge Fund Activity: Q3 2019 in Review

312 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2019, worth a combined $6.28B — down 1.5% from $6.38B a quarter earlier.

Sellers outnumbered buyers: 49 funds closed out of LPLA and 40 opened new positions — a net loss of 9 holders — while 133 trimmed existing stakes and 99 added.

The largest buyer was Citadel Advisors, adding an estimated $82.2M. The largest seller was Samlyn Capital, cutting an estimated $66.2M.

  • 312 institutional investors held LPL Financial (LPLA) as of Q3 2019, down from 321 in Q2 2019.
  • Funds reported $6.28B of LPL Financial stock for Q3 2019, down 1.5% quarter-over-quarter.
  • 40 funds opened new LPL Financial positions in Q3 2019 and 49 closed out, a net change of -9 holders.
  • The largest LPL Financial buyer in Q3 2019 was Citadel Advisors, an estimated $82.2M added.
  • The largest LPL Financial seller in Q3 2019 was Samlyn Capital, an estimated $66.2M sold.

Based on aggregated 13F filings for Q3 2019.