LPLA icon

LPL Financial
LPLA

Overview Fund Activity

312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
312
Holders Change
-9
Holders Change %
-2.8%
% of All Funds
6.85%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
40
Increased
99
Reduced
133
Closed
49
Calls
$115M
Puts
$6.73M
Net Calls
+$108M
Net Calls Change
+$59.2M

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
$114M
2
Balyasny Asset Management
Balyasny Asset Management
Illinois
$54.4M
3
Nomura Holdings
Nomura Holdings
Japan
$39.3M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$106M
5
SSA
Schonfeld Strategic Advisors
New York
$30.9M

Top Sellers

1
SC
Samlyn Capital
New York
$115M
2
Fidelity Investments
Fidelity Investments
Massachusetts
$207M
3
SCA
Southpoint Capital Advisors
New York
$123M
4
VNIM
Vaughan Nelson Investment Management
Texas
$41.6M
5
American Century Companies
American Century Companies
Missouri
$131M
Name Holding Trade Value Shares
Change 		Shares
Change %
VFA
301
Valeo Financial Advisors
Indiana
$2K – – –
BCA
302
Berman Capital Advisors
Georgia
$2K – – –
EARNEST Partners
303
EARNEST Partners
Georgia
$2K – – –
SFS
304
Sowell Financial Services
Arkansas
$2K +$2K +30 New
FGAM
305
Financial Gravity Asset Management
Texas
$1K -$889 -8 -47%
BBHC
306
Brown Brothers Harriman & Co
New York
$1K – – –
PFGIA
307
Patriot Financial Group Insurance Agency
Massachusetts
$1K – – –
GWM
308
Geneos Wealth Management
Colorado
$1K – – –
JWA
309
JFS Wealth Advisors
Pennsylvania
$1K +$1K +10 New
GT
310
Glenmede Trust
Pennsylvania
$541 -$429 -5,244 -44%
Adage Capital Partners
311
Adage Capital Partners
Massachusetts
– -$10.2M -125,000 Closed
OTPPB
312
Ontario Teachers' Pension Plan Board
Ontario, Canada
– -$3.67M -44,956 Closed
Voloridge Investment Management
313
Voloridge Investment Management
Florida
– -$3.17M -38,864 Closed
Parallax Volatility Advisers
314
Parallax Volatility Advisers
California
– -$2.61M -31,947 Closed
CIC
315
Chase Investment Counsel
Virginia
– -$2.52M -30,871 Closed
NLGIA
316
Nippon Life Global Investors Americas
New York
– -$2.37M -29,050 Closed
MWNA
317
Marshall Wace North America
New York
– -$2.13M -26,092 Closed
ARTA
318
A.R.T. Advisors
New York
– -$2M -24,459 Closed
USAA
319
United Services Automobile Association
Texas
– -$1.85M -22,716 Closed
Assenagon Asset Management
320
Assenagon Asset Management
Luxembourg
– -$1.78M -21,810 Closed
AL
321
AJO LP
Pennsylvania
– -$1.53M -18,737 Closed
Wellington Management Group
322
Wellington Management Group
Massachusetts
– -$1.28M -15,729 Closed
EI
323
EAM Investors
California
– -$1.27M -15,585 Closed
Verition Fund Management
324
Verition Fund Management
Connecticut
– -$1.19M -14,549 Closed
Bank of Nova Scotia
325
Bank of Nova Scotia
Ontario, Canada
– -$1.18M -14,516 Closed
11 12
13
14 15