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LPL Financial

320 hedge funds and large institutions have $5.51B invested in LPL Financial in 2019 Q1 according to their latest regulatory filings, with 72 funds opening new positions, 119 increasing their positions, 105 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,129% more call options, than puts

Call options by funds: $94.4M | Put options by funds: $7.68M

200% more first-time investments, than exits

New positions opened: 72 | Existing positions closed: 24

16% more funds holding

Funds holding: 275320 (+45)

14% more capital invested

Capital invested by funds: $4.83B → $5.51B (+$679M)

13% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 105

2.53% more ownership

Funds ownership: 91.39%93.91% (+2.5%)

10% less funds holding in top 10

Funds holding in top 10: 109 (-1)

Holders
320
Holders Change
+45
Holders Change %
+16.36%
% of All Funds
6.93%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.19%
New
72
Increased
119
Reduced
105
Closed
24
Calls
$94.4M
Puts
$7.68M
Net Calls
+$86.7M
Net Calls Change
+$91.7M
Name Holding Trade Value Shares
Change
Change in
Stake
JCM
301
Jacobi Capital Management
Pennsylvania
$8K
PCG
302
Private Capital Group
Connecticut
$7K -$73.7K -1,023 -92%
CI
303
CX Institutional
Indiana
$7K
KPW
304
Kore Private Wealth
New York
$7K
S
305
SignatureFD
Georgia
$6K -$504 -7 -8%
IA
306
IFP Advisors
Florida
$5K -$10.7K -148 -62%
VFA
307
Valeo Financial Advisors
Indiana
$3K +$1.8K +25 +100%
IWP
308
Icon Wealth Partners
Texas
$3K +$2.67K +37 New
EARNEST Partners
309
EARNEST Partners
Georgia
$2K
EFSCE
310
Enterprise Financial Services Corp (EFSC)
Missouri
$2K
PCP
311
Proficio Capital Partners
Massachusetts
$2K
PFGIA
312
Patriot Financial Group Insurance Agency
Massachusetts
$2K +$1.73K +24 New
BCA
313
Berman Capital Advisors
Georgia
$2K +$2.23K +31 New
GWM
314
Geneos Wealth Management
Colorado
$1K
TNBTD
315
Trustmark National Bank Trust Department
Mississippi
$1K
FGAM
316
Financial Gravity Asset Management
Texas
$1K +$649 +9 New
MSA
317
Marino Stram & Associates
Massachusetts
$1K +$1.15K +16 New
GT
318
Glenmede Trust
Pennsylvania
$448 +$464K +6,435 New
Point72 Asset Management
319
Point72 Asset Management
Connecticut
-$26.6M -436,198 Closed
HCM
320
HMI Capital Management
California
-$20.8M -340,363 Closed
ZDA
321
Zweig-DiMenna Associates
New York
-$13.2M -216,275 Closed
PCM
322
Prana Capital Management
Connecticut
-$9.41M -154,018 Closed
Hudson Bay Capital Management
323
Hudson Bay Capital Management
Connecticut
-$5.56M -91,067 Closed
MWNA
324
Marshall Wace North America
New York
-$3.81M -62,374 Closed
SSA
325
Schonfeld Strategic Advisors
New York
-$2.6M -42,500 Closed

LPLA Hedge Fund Activity: Q1 2019 in Review

320 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q1 2019, worth a combined $5.51B — up 14% from $4.83B a quarter earlier.

Buyers outnumbered sellers: 72 funds opened new LPLA positions and 24 closed out — a net gain of 48 holders — while 119 added to existing stakes and 105 trimmed.

The largest buyer was AJO LP, adding an estimated $80.3M. The largest seller was Balyasny Asset Management, cutting an estimated $109M.

  • 320 institutional investors held LPL Financial (LPLA) as of Q1 2019, up from 275 in Q4 2018.
  • Funds reported $5.51B of LPL Financial stock for Q1 2019, up 14% quarter-over-quarter.
  • 72 funds opened new LPL Financial positions in Q1 2019 and 24 closed out, a net change of +48 holders.
  • The largest LPL Financial buyer in Q1 2019 was AJO LP, an estimated $80.3M added.
  • The largest LPL Financial seller in Q1 2019 was Balyasny Asset Management, an estimated $109M sold.

Based on aggregated 13F filings for Q1 2019.