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LPL Financial

275 hedge funds and large institutions have $4.83B invested in LPL Financial in 2018 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 85 increasing their positions, 124 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.18% less ownership

Funds ownership: 92.57%91.39% (-1.2%)

6% less funds holding

Funds holding: 292275 (-17)

8% less capital invested

Capital invested by funds: $5.24B → $4.83B (-$403M)

17% less funds holding in top 10

Funds holding in top 10: 1210 (-2)

31% less repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 124

34% less first-time investments, than exits

New positions opened: 31 | Existing positions closed: 47

64% less call options, than puts

Call options by funds: $2.82M | Put options by funds: $7.78M

Holders
275
Holders Change
-17
Holders Change %
-5.82%
% of All Funds
6.13%
Holding in Top 10
10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-16.67%
% of All Funds
0.22%
New
31
Increased
85
Reduced
124
Closed
47
Calls
$2.82M
Puts
$7.78M
Net Calls
-$4.95M
Net Calls Change
-$6.89M
Name Holding Trade Value Shares
Change
Change in
Stake
GT
301
Greenleaf Trust
Michigan
-$254K -3,930 Closed
SAM
302
Symphony Asset Management
California
-$220K -3,406 Closed
CPP
303
Crow Point Partners
Massachusetts
-$219K -3,399 Closed
Ameriprise
304
Ameriprise
Minnesota
-$218K -3,374 Closed
SWP
305
Stratos Wealth Partners
Ohio
-$94K -1,464 Closed
SF
306
Synovus Financial
Georgia
-$65K -1,000 Closed
HMS
307
Hanseatic Management Services
New Mexico
-$63K -976 Closed
HFM
308
Harvest Fund Management
China
-$58K -900 Closed
WSTAM
309
Wilbanks Smith & Thomas Asset Management
Virginia
-$48K -750 Closed
Parallax Volatility Advisers
310
Parallax Volatility Advisers
California
-$32K -497 Closed
OBWP
311
O'Brien Wealth Partners
Massachusetts
-$26K -400 Closed
CAPTRUST Financial Advisors
312
CAPTRUST Financial Advisors
North Carolina
-$16.3K -267 -100%
BWA
313
BDO Wealth Advisors
Florida
-$15K -234 Closed
TRCT
314
Tower Research Capital (TRC)
New York
-$10K -157 Closed
OIA
315
OneDigital Investment Advisors
Kansas
-$8K -130 Closed
Macquarie Group
316
Macquarie Group
Australia
-$6K -100 Closed
PA
317
Parallel Advisors
California
-$3K -45 Closed
CAG
318
Csenge Advisory Group
Florida
-$2K -44 Closed
SPIA
319
Steward Partners Investment Advisory
New York
-$1K -20 Closed
MCM
320
Monument Capital Management
Virginia
-$1K -18 Closed

LPLA Hedge Fund Activity: Q4 2018 in Review

275 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2018, worth a combined $4.83B — down 7.7% from $5.24B a quarter earlier.

Sellers outnumbered buyers: 47 funds closed out of LPLA and 31 opened new positions — a net loss of 16 holders — while 124 trimmed existing stakes and 85 added.

The largest buyer was American Century Companies, adding an estimated $46M. The largest seller was New Mountain Vantage Advisers, cutting an estimated $58.1M.

  • 275 institutional investors held LPL Financial (LPLA) as of Q4 2018, down from 292 in Q3 2018.
  • Funds reported $4.83B of LPL Financial stock for Q4 2018, down 7.7% quarter-over-quarter.
  • 31 funds opened new LPL Financial positions in Q4 2018 and 47 closed out, a net change of -16 holders.
  • The largest LPL Financial buyer in Q4 2018 was American Century Companies, an estimated $46M added.
  • The largest LPL Financial seller in Q4 2018 was New Mountain Vantage Advisers, an estimated $58.1M sold.

Based on aggregated 13F filings for Q4 2018.