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LPL Financial

275 hedge funds and large institutions have $4.83B invested in LPL Financial in 2018 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 85 increasing their positions, 124 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.18% less ownership

Funds ownership: 92.57%91.39% (-1.2%)

6% less funds holding

Funds holding: 292275 (-17)

8% less capital invested

Capital invested by funds: $5.24B → $4.83B (-$403M)

17% less funds holding in top 10

Funds holding in top 10: 1210 (-2)

31% less repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 124

34% less first-time investments, than exits

New positions opened: 31 | Existing positions closed: 47

64% less call options, than puts

Call options by funds: $2.82M | Put options by funds: $7.78M

Holders
275
Holders Change
-17
Holders Change %
-5.82%
% of All Funds
6.13%
Holding in Top 10
10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-16.67%
% of All Funds
0.22%
New
31
Increased
85
Reduced
124
Closed
47
Calls
$2.82M
Puts
$7.78M
Net Calls
-$4.95M
Net Calls Change
-$6.89M
Name Holding Trade Value Shares
Change
Change in
Stake
Capital Fund Management (CFM)
276
Capital Fund Management (CFM)
France
-$8.26M -128,092 Closed
HCMT
277
Highland Capital Management (Texas)
Texas
-$7.81M -121,000 Closed
Adage Capital Partners
278
Adage Capital Partners
Massachusetts
-$6.45M -100,000 Closed
Bank of Nova Scotia
279
Bank of Nova Scotia
Ontario, Canada
-$2.34M -36,304 Closed
Two Sigma Investments
280
Two Sigma Investments
New York
-$2.08M -34,142 Closed
OAM
281
Oxford Asset Management
United Kingdom
-$1.93M -29,844 Closed
DCM
282
Dupont Capital Management
Delaware
-$1.62M -25,100 Closed
BIM
283
Bogle Investment Management
Massachusetts
-$1.48M -22,955 Closed
SG Americas Securities
284
SG Americas Securities
New York
-$1.06M -16,392 Closed
Wellington Management Group
285
Wellington Management Group
Massachusetts
-$971K -15,060 Closed
VIA
286
Vident Investment Advisory
Georgia
-$943K -14,622 Closed
BCM
287
Bayesian Capital Management
New York
-$943K -14,619 Closed
QT
288
Quantbot Technologies
New York
-$865K -13,416 Closed
RJFSA
289
Raymond James Financial Services Advisors
Florida
-$762K -11,805 Closed
Teacher Retirement System of Texas
290
Teacher Retirement System of Texas
Texas
-$677K -10,499 Closed
ECM
291
ETrade Capital Management
Virginia
-$524K -8,120 Closed
UWM
292
USAdvisors Wealth Management
Minnesota
-$497K -7,700 Closed
M&T Bank
293
M&T Bank
New York
-$495K -7,665 Closed
SSWM
294
Sheets Smith Wealth Management
North Carolina
-$488K -7,572 Closed
CANY
295
Caxton Associates (New York)
New York
-$361K -5,603 Closed
RQS
296
Ramsey Quantitative Systems
Kentucky
-$345K -5,349 Closed
Nisa Investment Advisors
297
Nisa Investment Advisors
Missouri
-$323K -5,000 Closed
SO
298
STRS Ohio
Ohio
-$313K -4,861 Closed
BCM
299
BlueCrest Capital Management
Jersey
-$305K -4,722 Closed
Jane Street
300
Jane Street
New York
-$287K -4,448 Closed

LPLA Hedge Fund Activity: Q4 2018 in Review

275 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2018, worth a combined $4.83B — down 7.7% from $5.24B a quarter earlier.

Sellers outnumbered buyers: 47 funds closed out of LPLA and 31 opened new positions — a net loss of 16 holders — while 124 trimmed existing stakes and 85 added.

The largest buyer was American Century Companies, adding an estimated $46M. The largest seller was New Mountain Vantage Advisers, cutting an estimated $58.1M.

  • 275 institutional investors held LPL Financial (LPLA) as of Q4 2018, down from 292 in Q3 2018.
  • Funds reported $4.83B of LPL Financial stock for Q4 2018, down 7.7% quarter-over-quarter.
  • 31 funds opened new LPL Financial positions in Q4 2018 and 47 closed out, a net change of -16 holders.
  • The largest LPL Financial buyer in Q4 2018 was American Century Companies, an estimated $46M added.
  • The largest LPL Financial seller in Q4 2018 was New Mountain Vantage Advisers, an estimated $58.1M sold.

Based on aggregated 13F filings for Q4 2018.