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LPL Financial
LPLA

Overview Fund Activity

371 hedge funds and large institutions have $8.07B invested in LPL Financial in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 117 increasing their positions, 126 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
371
Holders Change
+46
Holders Change %
+14.15%
% of All Funds
6.58%
Holding in Top 10
15
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+114.29%
% of All Funds
0.27%
New
79
Increased
117
Reduced
126
Closed
32
Calls
$11.5M
Puts
$22.4M
Net Calls
-$11M
Net Calls Change
-$4.35M

Top Buyers

1
CTA
Carillon Tower Advisers
Florida
$116M
2
Wells Fargo
Wells Fargo
California
$110M
3
FCM
Frontier Capital Management
Massachusetts
$110M
4
ACL
Azora Capital LP
Florida
$71.4M
5
Assenagon Asset Management
Assenagon Asset Management
Luxembourg
$55.7M

Top Sellers

1
Bank of New York Mellon
Bank of New York Mellon
New York
$132M
2
Invesco
Invesco
Georgia
$241M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$22.3M
4
Vanguard Group
Vanguard Group
Pennsylvania
$802M
5
VOYA Investment Management
VOYA Investment Management
Georgia
$105M
Name Holding Trade Value Shares
Change 		Shares
Change %
Walleye Trading
251
Walleye Trading
New York
$379K +$379K +3,636 New
Bessemer Group
252
Bessemer Group
New Jersey
$377K – – –
QC
253
Quadrature Capital
United Kingdom
$377K +$377K +3,622 New
NAM
254
NorthCoast Asset Management
Connecticut
$374K -$230K -2,205 -38%
LG
255
Leuthold Group
Minnesota
$368K -$15.7K -151 -4%
DC
256
Derby & Company
Massachusetts
$354K – – –
CM
257
Caption Management
Oklahoma
$354K +$354K +3,400 New
Neuberger Berman Group
258
Neuberger Berman Group
New York
$347K -$1.03M -9,978 -75%
ESCM
259
Echo Street Capital Management
New York
$346K +$346K +3,324 New
Janney Montgomery Scott
260
Janney Montgomery Scott
Pennsylvania
$343K +$51.3K +493 +18%
VLC
261
Van Leeuwen & Company
New Jersey
$338K -$60.3K -579 -15%
SM
262
Sciencast Management
New Jersey
$336K +$336K +3,051 New
EGM
263
Engineers Gate Manager
New York
$332K -$410K -3,926 -55%
EFSCE
264
Enterprise Financial Services Corp (EFSC)
Missouri
$330K +$109K +1,040 +49%
II
265
Inspire Investing
Idaho
$320K +$320K +3,074 New
CC
266
Cipher Capital
New York
$317K -$36.3K -348 -10%
PGCM
267
Prescott Group Capital Management
Oklahoma
$313K +$313K +3,000 New
SG Americas Securities
268
SG Americas Securities
New York
$312K +$312K +2,992 New
IRF
269
IBM Retirement Fund
New York
$305K +$305K +2,925 New
BFS
270
Bickling Financial Services
Massachusetts
$304K +$304K +2,920 New
SWP
271
Stratos Wealth Partners
Ohio
$303K +$303K +2,904 New
IC
272
Intersect Capital
California
$298K +$6.05K +58 +2%
BMSSC
273
B. Metzler seel. Sohn & Co
Germany
$296K +$296K +2,843 New
TF
274
Trek Financial
Arizona
$286K +$286K +2,748 New
QCM
275
Quantinno Capital Management
New York
$284K – – –
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