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LPL Financial

372 hedge funds and large institutions have $8.07B invested in LPL Financial in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 117 increasing their positions, 127 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

147% more first-time investments, than exits

New positions opened: 79 | Existing positions closed: 32

114% more funds holding in top 10

Funds holding in top 10: 715 (+8)

38% more capital invested

Capital invested by funds: $5.85B → $8.07B (+$2.22B)

14% more funds holding

Funds holding: 326372 (+46)

0.83% more ownership

Funds ownership: 96.81%97.64% (+0.83%)

8% less repeat investments, than reductions

Existing positions increased: 117 | Existing positions reduced: 127

49% less call options, than puts

Call options by funds: $11.5M | Put options by funds: $22.4M

Holders
372
Holders Change
+46
Holders Change %
+14.11%
% of All Funds
6.58%
Holding in Top 10
15
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+114.29%
% of All Funds
0.27%
New
79
Increased
117
Reduced
127
Closed
32
Calls
$11.5M
Puts
$22.4M
Net Calls
-$11M
Net Calls Change
-$4.35M
Name Holding Trade Value Shares
Change
Change in
Stake
PRC
251
Pearl River Capital
Michigan
$398K +$95.8K +1,066 +39%
Walleye Trading
252
Walleye Trading
New York
$379K +$327K +3,636 New
Bessemer Group
253
Bessemer Group
New Jersey
$377K
QC
254
Quadrature Capital
United Kingdom
$377K +$325K +3,622 New
NAM
255
NorthCoast Asset Management
Connecticut
$374K -$198K -2,205 -38%
LG
256
Leuthold Group
Minnesota
$368K -$13.6K -151 -4%
DC
257
Derby & Company
Massachusetts
$354K
CM
258
Caption Management
Oklahoma
$354K +$306K +3,400 New
Neuberger Berman Group
259
Neuberger Berman Group
New York
$347K -$897K -9,978 -75%
ESCM
260
Echo Street Capital Management
New York
$346K +$299K +3,324 New
Janney Montgomery Scott
261
Janney Montgomery Scott
Pennsylvania
$343K +$44.3K +493 +18%
VLC
262
Van Leeuwen & Company
New Jersey
$338K -$52K -579 -15%
SM
263
Sciencast Management
New Jersey
$336K +$274K +3,051 New
EGM
264
Engineers Gate Manager
New York
$332K -$353K -3,926 -55%
EFSCE
265
Enterprise Financial Services Corp (EFSC)
Missouri
$330K +$93.5K +1,040 +49%
II
266
Inspire Investing
Idaho
$320K +$276K +3,074 New
CC
267
Cipher Capital
New York
$317K -$31.3K -348 -10%
PGCM
268
Prescott Group Capital Management
Oklahoma
$313K +$270K +3,000 New
SG Americas Securities
269
SG Americas Securities
New York
$312K +$269K +2,992 New
IRF
270
IBM Retirement Fund
New York
$305K +$263K +2,925 New
BFS
271
Bickling Financial Services
Massachusetts
$304K +$262K +2,920 New
SWP
272
Stratos Wealth Partners
Ohio
$303K +$261K +2,904 New
IC
273
Intersect Capital
California
$298K +$5.21K +58 +2%
BMSSC
274
B. Metzler seel. Sohn & Co
Germany
$296K +$255K +2,843 New
TF
275
Trek Financial
Arizona
$286K +$247K +2,748 New

LPLA Hedge Fund Activity: Q4 2020 in Review

372 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2020, worth a combined $8.07B — up 38% from $5.85B a quarter earlier.

Buyers outnumbered sellers: 79 funds opened new LPLA positions and 32 closed out — a net gain of 47 holders — while 117 added to existing stakes and 127 trimmed.

The largest buyer was Carillon Tower Advisers, adding an estimated $71.9M. The largest seller was Bank of New York Mellon, cutting an estimated $72.4M.

  • 372 institutional investors held LPL Financial (LPLA) as of Q4 2020, up from 326 in Q3 2020.
  • Funds reported $8.07B of LPL Financial stock for Q4 2020, up 38% quarter-over-quarter.
  • 79 funds opened new LPL Financial positions in Q4 2020 and 32 closed out, a net change of +47 holders.
  • The largest LPL Financial buyer in Q4 2020 was Carillon Tower Advisers, an estimated $71.9M added.
  • The largest LPL Financial seller in Q4 2020 was Bank of New York Mellon, an estimated $72.4M sold.

Based on aggregated 13F filings for Q4 2020.