LPLA icon

LPL Financial
LPLA

Overview Fund Activity

290 hedge funds and large institutions have $5.14B invested in LPL Financial in 2018 Q1 according to their latest regulatory filings, with 73 funds opening new positions, 102 increasing their positions, 91 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
290
Holders Change
+47
Holders Change %
+19.34%
% of All Funds
6.66%
Holding in Top 10
14
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+7.69%
% of All Funds
0.32%
New
73
Increased
102
Reduced
91
Closed
22
Calls
$13.5M
Puts
$16.2M
Net Calls
-$2.74M
Net Calls Change
-$5.73M

Top Buyers

1
FCM
Frontier Capital Management
Massachusetts
$106M
2
TCP
Tourbillon Capital Partners
New York
$61.1M
3
Westfield Capital Management
Westfield Capital Management
Massachusetts
$43.3M
4
NMVA
New Mountain Vantage Advisers
New York
$35.7M
5
Balyasny Asset Management
Balyasny Asset Management
Illinois
$133M

Top Sellers

1
HCM
HMI Capital Management
California
$29.4M
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$1.38M
3
FCIM
Fairview Capital Investment Management
California
$148M
4
Citadel Advisors
Citadel Advisors
Florida
$1.3M
5
ACH
ArrowMark Colorado Holdings
Colorado
$142M
Name Holding Trade Value Shares
Change 		Shares
Change %
Envestnet Asset Management
251
Envestnet Asset Management
Illinois
$61K -$3.58K -59 -6%
US Bancorp
252
US Bancorp
Minnesota
$55K -$154K -2,498 -74%
FCAG
253
First Capital Advisors Group
New Jersey
$54K +$54K +879 New
WAM
254
Wealthspire Advisors (Maryland)
Maryland
$52K – – –
ClearBridge Investments
255
ClearBridge Investments
New York
$47K +$184 +3 +0.4%
AssetMark Inc
256
AssetMark Inc
California
$46K -$2.09K -34 -4%
AIL
257
AGF Investments LLC
Ontario, Canada
$35K +$13.5K +222 +63%
PHK
258
Point72 Hong Kong
Hong Kong
$34K +$34K +556 New
AW
259
Alpha Windward
Massachusetts
$32K – – –
ASN
260
Advisory Services Network
Georgia
$30K +$1.81K +30 +6%
GWM
261
Geneos Wealth Management
Colorado
$27K +$25.7K +430 +2,048%
OBWP
262
O'Brien Wealth Partners
Massachusetts
$24K +$24K +400 New
DZ Bank
263
DZ Bank
Germany
$23K +$23K +379 New
RFC
264
Regions Financial Corp
Alabama
$22K -$6.09K -98 -22%
QAM
265
QCI Asset Management
New York
$21K -$3K -50 -13%
CAPTRUST Financial Advisors
266
CAPTRUST Financial Advisors
North Carolina
$16K +$16K +269 New
FQ
267
First Quadrant
California
$15K -$115K -1,895 -88%
BWA
268
BDO Wealth Advisors
Florida
$14K +$14K +234 New
PCM
269
Prelude Capital Management
New York
$12K +$12K +195 New
QI
270
QS Investors
New York
$10K – – –
APP
271
Avantax Planning Partners
Iowa
$9K +$9K +161 New
OIA
272
OneDigital Investment Advisors
Kansas
$8K – – –
CIBC Private Wealth Group
273
CIBC Private Wealth Group
Georgia
$7K -$1.5K -26 -18%
JCM
274
Jacobi Capital Management
Pennsylvania
$6K – – –
OPWM
275
Oak Point Wealth Management
Michigan
$6K – – –
9 10
11
12 13