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LPL Financial
LPLA

Overview Fund Activity

594 hedge funds and large institutions have $17.1B invested in LPL Financial in 2023 Q3 according to their latest regulatory filings, with 70 funds opening new positions, 247 increasing their positions, 191 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
594
Holders Change
+10
Holders Change %
+1.71%
% of All Funds
9.47%
Holding in Top 10
18
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+12.5%
% of All Funds
0.29%
New
70
Increased
247
Reduced
191
Closed
53
Calls
$165M
Puts
$39.8M
Net Calls
+$126M
Net Calls Change
+$98.7M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$496M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$128M
3
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board
Ontario, Canada
+$84.9M
4
WCA
Waratah Capital Advisors
Ontario, Canada
+$56.6M
5
Ameriprise
Ameriprise
Minnesota
+$54.5M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
-$126M
2
SC
Samlyn Capital
New York
-$110M
3
Wellington Management Group
Wellington Management Group
Massachusetts
-$84.8M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$77.8M
5
Marshall Wace
Marshall Wace
United Kingdom
-$77.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
BNP Paribas Financial Markets
226
BNP Paribas Financial Markets
France
$2.77M -$1.19M -4,991 -30%
AI
227
Atria Investments
North Carolina
$2.77M +$117K +492 +4%
SF
228
Symphony Financial
Texas
$2.75M +$191K +801 +7%
BCM
229
Bridgeway Capital Management
Texas
$2.69M +$11.9K +50 +0.4%
KBC Group
230
KBC Group
Belgium
$2.65M -$4.97M -20,917 -65%
X
231
Xponance
Pennsylvania
$2.65M +$27.1K +114 +1%
Mirae Asset Global Investments
232
Mirae Asset Global Investments
South Korea
$2.57M +$164K +691 +7%
QCM
233
Quantinno Capital Management
New York
$2.57M +$171K +721 +7%
Nisa Investment Advisors
234
Nisa Investment Advisors
Missouri
$2.56M +$99.6K +419 +4%
AB
235
Amalgamated Bank
New York
$2.49M +$322K +1,355 +15%
SCM
236
Silvant Capital Management
Georgia
$2.43M – – –
RCS
237
Retirement Capital Strategies
California
$2.4M – – –
VPIM
238
Vanguard Personalized Indexing Management
California
$2.4M +$117K +494 +5%
DekaBank Deutsche Girozentrale
239
DekaBank Deutsche Girozentrale
Germany
$2.35M -$55.6K -234 -2%
Allianz Asset Management
240
Allianz Asset Management
Germany
$2.35M -$888K -3,738 -27%
PAS
241
Park Avenue Securities
New York
$2.34M +$2.34M +9,864 New
CLOS
242
Compagnie Lombard Odier SCmA
Switzerland
$2.31M +$1.52M +6,382 +191%
Public Sector Pension Investment Board (PSP Investments)
243
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$2.29M -$23.8K -100 -1%
JPMPWA
244
J.P. Morgan Private Wealth Advisors
California
$2.27M +$2.27M +9,557 New
Mackenzie Financial
245
Mackenzie Financial
Ontario, Canada
$2.21M +$277K +1,201 +14%
KOCAA
246
Knights of Columbus Asset Advisors
Connecticut
$2.21M +$2.21M +9,292 New
Public Employees Retirement Association of Colorado
247
Public Employees Retirement Association of Colorado
Colorado
$2.17M -$162K -680 -7%
BIA
248
Beacon Investment Advisors
Maryland
$2.17M -$1.78M -7,508 -45%
LCM
249
Laurion Capital Management
New York
$2.11M – – –
PP
250
Prudential plc
United Kingdom
$2.1M -$2.97M -12,488 -59%
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