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LPL Financial
LPLA

Overview Fund Activity

418 hedge funds and large institutions have $12B invested in LPL Financial in 2021 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 161 increasing their positions, 136 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
418
Holders Change
+2
Holders Change %
+0.48%
% of All Funds
7.34%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.3%
New
55
Increased
161
Reduced
136
Closed
48
Calls
$11.2M
Puts
$8.16M
Net Calls
+$3.01M
Net Calls Change
-$25.8M

Top Buyers

1
Nuveen Asset Management
Nuveen Asset Management
Illinois
+$77M
2
Deutsche Bank
Deutsche Bank
Germany
+$56.4M
3
Bank of New York Mellon
Bank of New York Mellon
New York
+$55.7M
4
Point72 Asset Management
Point72 Asset Management
Connecticut
+$51.6M
5
JCM
Junto Capital Management
New York
+$42.1M

Top Sellers

1
Balyasny Asset Management
Balyasny Asset Management
Illinois
-$52.1M
2
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
-$34M
3
HVCM
HG Vora Capital Management
New York
-$31.4M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$30.6M
5
IAM
Iridian Asset Management
Connecticut
-$30.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
VRS
226
Virginia Retirement Systems
Virginia
$1.04M +$31.4K +200 +3%
Luther King Capital Management (LKCM)
227
Luther King Capital Management (LKCM)
Texas
$1.01M -$20.4K -130 -2%
Canada Life
228
Canada Life
Manitoba, Canada
$984K -$16.4K -104 -2%
SLI
229
Sumitomo Life Insurance
Japan
$978K -$43.1K -275 -4%
MSRPS
230
Maryland State Retirement & Pension System
Maryland
$957K – – –
Mitsubishi UFJ Trust & Banking
231
Mitsubishi UFJ Trust & Banking
Japan
$932K – – –
AAM
232
Aureus Asset Management
Massachusetts
$926K – – –
Neuberger Berman Group
233
Neuberger Berman Group
New York
$926K +$549K +3,529 +146%
VI
234
Versor Investments
New York
$925K +$481K +3,065 +108%
Prudential Financial
235
Prudential Financial
New Jersey
$922K -$181K -1,227 -16%
AWM
236
Avior Wealth Management
Nebraska
$913K +$168K +1,074 +23%
RJT
237
Raymond James Trust
Florida
$910K -$217K -1,382 -19%
LA
238
LVW Advisors
New York
$875K +$19K +121 +2%
DZ Bank
239
DZ Bank
Germany
$874K – – –
EP
240
Edgestream Partners
New Jersey
$862K -$620K -3,958 -42%
PAMS
241
Pictet Asset Management (Switzerland)
Switzerland
$847K +$847K +5,400 New
MLICM
242
Metropolitan Life Insurance Company (MetLife)
New York
$837K -$27.4K -175 -3%
Asset Management One
243
Asset Management One
Japan
$824K +$7.05K +45 +0.9%
OMC
244
Old Mission Capital
Illinois
$799K +$799K +5,096 New
CM
245
Crestline Management
Texas
$791K +$791K +5,044 New
CAAS
246
Capital Asset Advisory Services
Michigan
$766K +$783 +5 +0.1%
NA
247
Navellier & Associates
Nevada
$756K -$14.1K -90 -2%
FMT
248
First Mercantile Trust
Tennessee
$754K -$61K -389 -7%
SCA
249
Snowden Capital Advisors
New York
$745K -$3.95M -25,170 -84%
LCM
250
Logan Capital Management
Pennsylvania
$721K – – –
8 9
10
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