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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

145 hedge funds and large institutions have $1.01B invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2018 Q3 according to their latest regulatory filings, with 25 funds opening new positions, 76 increasing their positions, 27 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

317% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 6

181% more repeat investments, than reductions

Existing positions increased: 76 | Existing positions reduced: 27

75% more funds holding in top 10

Funds holding in top 10: 47 (+3)

17% more capital invested

Capital invested by funds: $864M → $1.01B (+$147M)

15% more funds holding

Funds holding: 126145 (+19)

2.06% less ownership

Funds ownership: 65.06%63.01% (-2.1%)

Holders
145
Holders Change
+19
Holders Change %
+15.08%
% of All Funds
3.32%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.16%
New
25
Increased
76
Reduced
27
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WP
76
WealthSource Partners
California
$929K -$795K -15,555 -46%
RA
77
RFG Advisory
Alabama
$928K +$307K +6,002 +49%
AW
78
ACG Wealth
Georgia
$921K +$139K +2,725 +18%
CIA
79
Capital Investment Advisors
Georgia
$911K +$6.95K +136 +0.8%
DLHL
80
Donald L. Hagan LLC
Florida
$898K -$1.15M -22,407 -56%
HH
81
Hilltop Holdings
Texas
$878K -$79.4K -1,552 -8%
PAG
82
Private Advisor Group
New Jersey
$849K +$314K +6,145 +58%
MIAN
83
Mariner Independent Advisor Network
Kansas
$808K +$813K +15,894 New
WWMSC
84
Wagner Wealth Management (South Carolina)
South Carolina
$770K +$238K +4,648 +44%
WS
85
Wedbush Securities
California
$573K -$137K -2,682 -19%
SI
86
Stephens Inc
Arkansas
$560K -$96.7K -1,891 -15%
BRWA
87
B. Riley Wealth Advisors
Florida
$549K +$16.7K +327 +3%
CRWM
88
Castle Rock Wealth Management
California
$547K +$107K +2,099 +24%
1IA
89
1834 Investment Advisors
Wisconsin
$540K +$102 +2 +0%
VWM
90
Venturi Wealth Management
Texas
$525K
JIP
91
Jaffetilchin Investment Partners
Florida
$488K +$489K +9,568 New
SG
92
StoneX Group
New York
$480K +$25.1K +491 +6%
SPC
93
Sigma Planning Corp
Michigan
$453K +$40.1K +784 +10%
NEPWA
94
New England Private Wealth Advisors
Massachusetts
$452K +$3.12K +61 +0.7%
CAM
95
Concorde Asset Management
Michigan
$448K +$450K +8,799 New
GFPC
96
Global Financial Private Capital
Florida
$414K +$20.5K +401 +5%
IWM
97
IHT Wealth Management
Illinois
$388K -$41K -801 -10%
CA
98
Cetera Advisors
Colorado
$385K +$132K +2,584 +52%
AWA
99
Acorn Wealth Advisors
Michigan
$376K
RJT
100
Raymond James Trust
Florida
$364K +$365K +7,145 New

LMBS Hedge Fund Activity: Q3 2018 in Review

145 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) for Q3 2018, worth a combined $1.01B — up 17% from $864M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new LMBS positions and 6 closed out — a net gain of 19 holders — while 76 added to existing stakes and 27 trimmed.

The largest buyer was UBS Group, adding an estimated $22.8M. The largest seller was Cornerstone Wealth Management, cutting an estimated $1.52M.

  • 145 institutional investors held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) as of Q3 2018, up from 126 in Q2 2018.
  • Funds reported $1.01B of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF stock for Q3 2018, up 17% quarter-over-quarter.
  • 25 funds opened new First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF positions in Q3 2018 and 6 closed out, a net change of +19 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF buyer in Q3 2018 was UBS Group, an estimated $22.8M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF seller in Q3 2018 was Cornerstone Wealth Management, an estimated $1.52M sold.

Based on aggregated 13F filings for Q3 2018.