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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

85 hedge funds and large institutions have $454M invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2017 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 51 increasing their positions, 15 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

240% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 15

60% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 10

33% more capital invested

Capital invested by funds: $340M → $454M (+$114M)

8% more funds holding

Funds holding: 7985 (+6)

1.66% more ownership

Funds ownership: 55.6%57.26% (+1.7%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
85
Holders Change
+6
Holders Change %
+7.59%
% of All Funds
2.12%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
16
Increased
51
Reduced
15
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VF
51
Virtu Financial
New York
$801K +$803K +15,414 New
SWP
52
Stratos Wealth Partners
Ohio
$790K -$90.3K -1,732 -10%
ICOA
53
Investment Centers of America
North Dakota
$776K -$238K -4,566 -23%
CPIG
54
Chicago Partners Investment Group
Illinois
$745K +$520K +9,985 +230%
DC
55
Davenport & Co
Virginia
$686K +$125K +2,402 +22%
PAG
56
Private Advisor Group
New Jersey
$584K -$359K -6,888 -38%
KWM
57
Kingsview Wealth Management
Oregon
$521K -$68.6K -1,317 -12%
NPC
58
National Planning Corporation
California
$410K +$70.1K +1,345 +21%
WP
59
WealthSource Partners
California
$384K +$27.6K +529 +8%
BRWA
60
B. Riley Wealth Advisors
Florida
$383K +$100K +1,918 +35%
DADC
61
D.A. Davidson & Co
Montana
$350K +$26.8K +515 +8%
TFA
62
Transamerica Financial Advisors
Florida
$337K -$14.3K -275 -4%
I
63
INVST
Indiana
$293K +$293K +5,629 New
JP Morgan Chase
64
JP Morgan Chase
New York
$287K +$169K +3,236 +141%
LI
65
LVZ Inc
Michigan
$278K
HCIA
66
Hochman Cole Investment Advisors
Illinois
$274K +$48.9K +939 +22%
CA
67
Cetera Advisors
Colorado
$271K -$311K -5,976 -53%
OC
68
Oppenheimer & Co
New York
$250K +$41K +786 +20%
CAN
69
Cetera Advisor Networks
California
$246K -$158K -3,030 -39%
Millennium Management
70
Millennium Management
New York
$244K +$245K +4,693 New
IWM
71
IHT Wealth Management
Illinois
$236K +$82.9K +1,591 +54%
BFEC
72
Benjamin F. Edwards & Company
Missouri
$225K -$465K -8,924 -67%
B
73
Bridgeworth
Alabama
$225K +$225K +4,323 New
RA
74
RFG Advisory
Alabama
$219K +$220K +4,216 New
ASN
75
Advisory Services Network
Georgia
$149K +$150K +2,872 New

LMBS Hedge Fund Activity: Q3 2017 in Review

85 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) for Q3 2017, worth a combined $454M — up 33% from $340M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new LMBS positions and 10 closed out — a net gain of 6 holders — while 51 added to existing stakes and 15 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $38.3M. The largest seller was Janney Montgomery Scott, cutting an estimated $1.09M.

  • 85 institutional investors held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) as of Q3 2017, up from 79 in Q2 2017.
  • Funds reported $454M of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF stock for Q3 2017, up 33% quarter-over-quarter.
  • 16 funds opened new First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF positions in Q3 2017 and 10 closed out, a net change of +6 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF buyer in Q3 2017 was Morgan Stanley, an estimated $38.3M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF seller in Q3 2017 was Janney Montgomery Scott, an estimated $1.09M sold.

Based on aggregated 13F filings for Q3 2017.