Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

359 hedge funds and large institutions have $3.15B invested in Legg Mason, Inc. in 2018 Q1 according to their latest regulatory filings, with 55 funds opening new positions, 127 increasing their positions, 106 reducing their positions, and 39 closing their positions.

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

359

Holders Change

+10

Holders Change %

+2.87%

% of All Funds

8.24%

Holding in Top 10

Holding in Top 10 Change

Holding in Top 10 Change %

+40%

% of All Funds

0.16%

New

Increased

127

Reduced

106

Closed

Calls

$10.6M

Puts

$5.77M

Net Calls

+$4.8M

Net Calls Change

+$2.21M

Top Buyers

1	1 Fidelity Investments Boston, Massachusetts	$208M
2	2 Prudential Financial Newark, New Jersey	$32.9M
3	3 Vanguard Group Malvern, Pennsylvania	$333M
4	4 Fiera Capital (Canada) Montreal, Quebec, Canada	$19.3M
5	MSL 5 Mackay Shields LLC New York	$17.8M

Top Sellers

1	1 Invesco Atlanta, Georgia	$6.64M
2	2 Millennium Management New York	$11.3M
3	MFIMFI 3 Mesirow Financial Investment Management - Fixed Income Chicago, Illinois	$0
4	4 Two Sigma Investments New York	$0
5	5 Axa Paris, France	$6.12M

#	Name	Market Value	Shares	Shares Change	Shares Change %
76	76 RhumbLine Advisers Boston, Massachusetts	$6.54M	160,769	-9,060	-5%
77	77 JPMorgan Chase & Co New York	$6.37M	156,852	-17,454	-10%
78	78 UBS AM Chicago, Illinois	$6.31M	155,187	+6,758	+5%
79	79 Swiss National Bank Zurich, Switzerland	$6.28M	154,547	+3,100	+2%
80	80 Axa Paris, France	$6.12M	150,500	-363,600	-71%
81	GIA 81 Gateway Investment Advisers Cincinnati, Ohio	$6.08M	149,566	+40,501	+37%
82	FQ 82 First Quadrant Glendale, California	$5.93M	145,826	+76,994	+112%
83	83 State Board of Administration of Florida Retirement System Tallahassee, Florida	$5.8M	142,548	-10,180	-7%
84	84 California State Teachers Retirement System (CalSTRS) West Sacramento, California	$5.7M	140,249	-1,908	-1%
85	85 Legal & General Group London, United Kingdom	$5.58M	137,161	-12,286	-8%
86	86 Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada	$5.5M	135,313	-6,415	-5%
87	SFM 87 Signet Financial Management Parsippany, New Jersey	$5.48M	134,839	+134,839	New
88	WCF 88 West Coast Financial Santa Barbara, California	$5.33M	131,026	-227	-0.2%
89	89 Citigroup New York	$5.27M	129,513	+81,681	+171%
90	RCM 90 Riverhead Capital Management Wilmington, Delaware	$5.26M	129,356	+9,610	+8%
91	91 BNP Paribas Financial Markets Paris, France	$5.19M	127,761	-9,095	-7%
92	92 Royal Bank of Canada Toronto, Ontario, Canada	$5.16M	126,996	+30,635	+32%
93	93 Nordea Investment Management Stockholm, Sweden	$4.95M	121,826	+63,329	+108%
94	94 UBS Group Zurich, Switzerland	$4.93M	121,226	+40,645	+50%
95	VIG 95 Vienna Insurance Group Warsaw, Poland	$4.88M	120,000	–	–
96	NA 96 Neuburgh Advisers Los Angeles, California	$4.77M	117,216	+8,864	+8%
97	FSA 97 Financial Sense Advisors San Diego, California	$4.73M	116,392	+17,586	+18%
98	98 Two Sigma Advisers New York	$4.72M	116,217	+15,700	+16%
99	RIM 99 Redwood Investment Management Scottsdale, Arizona	$4.58M	112,559	-3,210	-3%
100	CS 100 Credit Suisse Zurich, Switzerland	$4.56M	112,056	-12,267	-10%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM