Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

374 hedge funds and large institutions have $5.34B invested in Legg Mason, Inc. in 2015 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 116 increasing their positions, 169 reducing their positions, and 35 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

374

Holders Change

-3

Holders Change %

-0.8%

% of All Funds

9.98%

Holding in Top 10

Holding in Top 10 Change

-2

Holding in Top 10 Change %

-18.18%

% of All Funds

0.24%

New

Increased

116

Reduced

169

Closed

Calls

$20.4M

Puts

$4.2M

Net Calls

+$16.2M

Net Calls Change

+$11.9M

Top Buyers

1	1 Adage Capital Partners Boston, Massachusetts	$75.4M
2	2 Vanguard Group Malvern, Pennsylvania	$473M
3	3 Millennium Management New York	$31.7M
4	4 Wellington Management Group Boston, Massachusetts	$233M
5	5 Goldman Sachs New York	$58.5M

Top Sellers

1	1 JPMorgan Chase & Co New York	$291M
2	2 Viking Global Investors Stamford, Connecticut	$142M
3	3 T. Rowe Price Associates Baltimore, Maryland	$55.6M
4	4 State of New Jersey Common Pension Fund D Trenton, New Jersey	$48.6M
5	5 Allianz Asset Management Munich, Germany	$4.54M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
76	V 76 ValueWorks New York	$8.71M	-$26.5K	-480	-0.3%
77	MTB 77 Mizuho Trust & Banking Tokyo, Japan	$8.33M	+$806K	+14,595	+11%
78	78 Aviva London, United Kingdom	$7.91M	+$591K	+10,714	+8%
79	79 RhumbLine Advisers Boston, Massachusetts	$7.79M	-$84.2K	-1,525	-1%
80	EVM 80 Eaton Vance Management Boston, Massachusetts	$7.37M	+$1.45M	+26,290	+25%
81	WG 81 Winton Group London, United Kingdom	$7.37M	-$13.2M	-239,823	-64%
82	82 Prudential Financial Newark, New Jersey	$7.21M	-$226K	-4,100	-3%
83	83 AQR Capital Management Greenwich, Connecticut	$7.16M	–	–	–
84	KAM 84 Keeley Asset Management Chicago, Illinois	$7.12M	-$53.5K	-970	-0.7%
85	GAM 85 Gotham Asset Management New York	$6.99M	-$331K	-5,994	-5%
86	86 Principal Financial Group Des Moines, Iowa	$6.96M	-$1.02M	-18,395	-13%
87	WP 87 WMS Partners Towson, Maryland	$6.85M	-$127K	-2,300	-2%
88	ARC 88 Absolute Return Capital Boston, Massachusetts	$6.75M	-$337K	-6,097	-5%
89	BJ 89 BlackRock Japan Tokyo, Japan	$6.42M	-$797K	-14,447	-11%
90	GH 90 GAM Holding Zurich, Switzerland	$6.35M	–	–	–
91	HCM 91 Hodges Capital Management Dallas, Texas	$6.21M	-$2.51M	-45,497	-29%
92	92 Citigroup New York	$5.83M	+$4.72M	+85,556	+426%
93	93 HSBC Holdings London, United Kingdom	$5.83M	+$632K	+11,438	+12%
94	NG 94 NatWest Group Edinburgh, Scotland, United Kingdom	$5.79M	+$56.2K	+1,019	+1%
95	95 Nisa Investment Advisors St. Louis, Missouri	$5.73M	-$24.8K	-450	-0.4%
96	ERSOT 96 Employees Retirement System of Texas Austin, Texas	$5.66M	+$5.66M	+102,600	New
97	NRECA 97 National Rural Electric Cooperative Association Arlington, Virginia	$5.66M	–	–	–
98	98 APG Asset Management Amsterdam, Netherlands	$5.64M	-$773K	-14,001	-12%
99	99 UBS Group Zurich, Switzerland	$5.62M	+$1.03M	+18,579	+22%
100	100 First Trust Advisors Wheaton, Illinois	$5.61M	-$8.89M	-160,997	-61%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM