First Trust Advisors
LM

First Trust Advisors’s Legg Mason, Inc. LM Stock Holding History

First Trust Advisors’s Portfolio LM Stock Details LM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q2 		– Sell
-63,454
Closed -$3.1M – 2508
2020
Q1 		$3.1M Sell
63,454
-5,958
-9% -$260K 0.01% 1067
2019
Q4 		$2.49M Sell
69,412
-4,644
-6% -$172K ﹤0.01% 1442
2019
Q3 		$2.83M Sell
74,056
-20,515
-22% -$776K 0.01% 1335
2019
Q2 		$3.62M Sell
94,571
-457,743
-83% -$15.8M 0.01% 1242
2019
Q1 		$15.1M Buy
552,314
+235
+0% +$6.74K 0.03% 605
2018
Q4 		$14.1M Buy
552,079
+20,918
+4% +$586K 0.03% 590
2018
Q3 		$16.6M Buy
531,161
+167,617
+46% +$5.42M 0.03% 674
2018
Q2 		$12.6M Buy
363,544
+254
+0.1% +$9.64K 0.03% 715
2018
Q1 		$14.8M Buy
363,290
+23,441
+7% +$968K 0.03% 628
2017
Q4 		$14.3M Sell
339,849
-6,761
-2% -$266K 0.03% 644
2017
Q3 		$13.6M Buy
346,610
+209,971
+154% +$8.06M 0.04% 647
2017
Q2 		$5.21M Buy
136,639
+113,704
+496% +$4.31M 0.01% 1002
2017
Q1 		$828K Sell
22,935
-6,685
-23% -$232K ﹤0.01% 1919
2016
Q4 		$886K Buy
29,620
+10,410
+54% +$327K ﹤0.01% 1894
2016
Q3 		$643K Sell
19,210
-77,169
-80% -$2.57M ﹤0.01% 1908
2016
Q2 		$2.84M Sell
96,379
-378,427
-80% -$12.3M 0.01% 1135
2016
Q1 		$16.5M Buy
474,806
+337,061
+245% +$10.6M 0.05% 459
2015
Q4 		$5.4M Buy
137,745
+65,511
+91% +$2.81M 0.01% 930
2015
Q3 		$3.01M Buy
72,234
+9,631
+15% +$446K 0.01% 1174
2015
Q2 		$3.23M Sell
62,603
-39,061
-38% -$2.1M 0.01% 1246
2015
Q1 		$5.61M Sell
101,664
-160,997
-61% -$9.04M 0.02% 1003
2014
Q4 		$14M Buy
262,661
+28,226
+12% +$1.49M 0.05% 549
2014
Q3 		$12M Buy
234,435
+81,892
+54% +$4.06M 0.05% 627
2014
Q2 		$7.83M Buy
+152,543
New +$7.35M 0.03% 783

Other funds holding LM

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
HI
HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
UOC
UBS O'Connor Chicago, Illinois $3.38B AUM 63.08% 1-Year Est. Return
PCM
Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return
CC
Carlson Capital Dallas, Texas $318M AUM 27.64% 1-Year Est. Return

First Trust Advisors's LM Position: Q2 2020 in Review

First Trust Advisors sold out of Legg Mason, Inc. (LM) in Q2 2020, closing a stake of 63,454 shares — an estimated $3.1M sold.

First Trust Advisors first reported a position in LM in Q2 2014 and held it in 24 quarters. The position peaked at $16.6M in Q3 2018. 303 funds tracked by Wall St. Rank hold LM as of Q2 2020.

  • First Trust Advisors reported no remaining Legg Mason, Inc. position as of Q2 2020 after selling out during the quarter.
  • First Trust Advisors sold 63,454 Legg Mason, Inc. shares in Q2 2020, an estimated $3.1M.
  • First Trust Advisors first reported a position in Legg Mason, Inc. in Q2 2014 and held it in 24 quarters.
  • First Trust Advisors's Legg Mason, Inc. position peaked at $16.6M in Q3 2018.
  • 303 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q2 2020.

Based on First Trust Advisors's 13F filing for Q2 2020, filed 22 Jul 2020.