Aviva
LM

Aviva’s Legg Mason, Inc. LM Stock Holding History

Aviva’s Portfolio LM Stock Details LM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q3 		– Sell
-60,221
Closed -$1.78M – 804
2016
Q2 		$1.78M Sell
60,221
-68,823
-53% -$2.23M 0.01% 688
2016
Q1 		$4.47M Sell
129,044
-319
-0.2% -$10K 0.03% 523
2015
Q4 		$5.08M Sell
129,363
-4,906
-4% -$210K 0.04% 482
2015
Q3 		$5.59M Sell
134,269
-1,650
-1% -$76.4K 0.05% 428
2015
Q2 		$7M Sell
135,919
-7,326
-5% -$395K 0.05% 395
2015
Q1 		$7.91M Buy
143,245
+10,714
+8% +$601K 0.05% 391
2014
Q4 		$7.07M Sell
132,531
-730
-0.5% -$38.5K 0.05% 378
2014
Q3 		$6.82M Buy
133,261
+2,440
+2% +$121K 0.05% 392
2014
Q2 		$6.71M Sell
130,821
-41,030
-24% -$1.98M 0.05% 406
2014
Q1 		$8.43M Buy
171,851
+1,340
+0.8% +$59.7K 0.07% 316
2013
Q4 		$7.41M Buy
170,511
+3,038
+2% +$118K 0.06% 340
2013
Q3 		$5.6M Buy
167,473
+5,286
+3% +$177K 0.05% 381
2013
Q2 		$5.03M Buy
+162,187
New +$5.3M 0.05% 351

Other funds holding LM

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
FPA
First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
CCP
Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return

Aviva's LM Position: Q3 2016 in Review

Aviva sold out of Legg Mason, Inc. (LM) in Q3 2016, closing a stake of 60,221 shares — an estimated $1.78M sold.

Aviva first reported a position in LM in Q2 2013 and held it in 13 quarters. The position peaked at $8.43M in Q1 2014. 319 funds tracked by Wall St. Rank hold LM as of Q3 2016.

  • Aviva reported no remaining Legg Mason, Inc. position as of Q3 2016 after selling out during the quarter.
  • Aviva sold 60,221 Legg Mason, Inc. shares in Q3 2016, an estimated $1.78M.
  • Aviva first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 13 quarters.
  • Aviva's Legg Mason, Inc. position peaked at $8.43M in Q1 2014.
  • 319 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q3 2016.

Based on Aviva's 13F filing for Q3 2016, filed 14 Nov 2016.