Absolute Return Capital’s Legg Mason, Inc. LM Stock Holding History

Absolute Return Capital’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-42,482	Closed	-$1.77M	–	403
2015 Q3	$1.77M	Sell	42,482 -38,063	-47%	-$1.76M	0.11%	228
2015 Q2	$4.15M	Sell	80,545 -41,768	-34%	-$2.25M	0.17%	174
2015 Q1	$6.75M	Sell	122,313 -6,097	-5%	-$342K	0.18%	146
2014 Q4	$6.85M	Sell	128,410 -127,025	-50%	-$6.7M	0.14%	174
2014 Q3	$13.1M	Buy	255,435 +2,166	+0.9%	+$107K	0.18%	155
2014 Q2	$13M	Buy	253,269 +48,942	+24%	+$2.36M	0.15%	180
2014 Q1	$10M	Sell	204,327 -290,526	-59%	-$12.9M	0.14%	194
2013 Q4	$21.5M	Buy	494,853 +80,520	+19%	+$3.12M	0.24%	137
2013 Q3	$13.9M	Sell	414,333 -12,377	-3%	-$415K	0.19%	161
2013 Q2	$13.2M	Buy	+426,710	New	+$13.9M	0.17%	172

Other funds holding LM

TFM

Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Samlyn Capital New York $5.86B AUM 36.3% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Viking Global Investors Stamford, Connecticut $35.7B AUM 21.3% 1-Year Est. Return

Absolute Return Capital's LM Position: Q4 2015 in Review

Absolute Return Capital sold out of Legg Mason, Inc. (LM) in Q4 2015, closing a stake of 42,482 shares — an estimated $1.77M sold.

Absolute Return Capital first reported a position in LM in Q2 2013 and held it in 10 quarters. The position peaked at $21.5M in Q4 2013. 381 funds tracked by Wall St. Rank hold LM as of Q4 2015.

Absolute Return Capital reported no remaining Legg Mason, Inc. position as of Q4 2015 after selling out during the quarter.
Absolute Return Capital sold 42,482 Legg Mason, Inc. shares in Q4 2015, an estimated $1.77M.
Absolute Return Capital first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 10 quarters.
Absolute Return Capital's Legg Mason, Inc. position peaked at $21.5M in Q4 2013.
381 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q4 2015.

Based on Absolute Return Capital's 13F filing for Q4 2015.